Regulation of the Stock Exchange: Hearings Before the Committee on Banking and Currency, United States Senate ... on S. 3895, a Bill to Prevent the Use of the Mails and of the Telegraph and Telephone in Furtherance of Fraudulent and Harmful Transactions on Stock Exchanges [Feb. 4-March 10, 1914] Printed for the Committee on Banking and CurrencyU.S. Government Printing Office, 1914 - 943페이지 |
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9 페이지
... result of days of discussion , in which the minority as well as the majority participated . were very materially changed . Many of those suggestions of the minority members were adopted by the majority . Senator MCLEAN . The framework ...
... result of days of discussion , in which the minority as well as the majority participated . were very materially changed . Many of those suggestions of the minority members were adopted by the majority . Senator MCLEAN . The framework ...
29 페이지
... result of one of these manipulations . It was the case of the Hocking Valley , in 1909 , a pool engineered by Mr. Keene , in which there were 9 or 10 stock - exchange firms , and that transaction consisted of run- ning up the stock to ...
... result of one of these manipulations . It was the case of the Hocking Valley , in 1909 , a pool engineered by Mr. Keene , in which there were 9 or 10 stock - exchange firms , and that transaction consisted of run- ning up the stock to ...
55 페이지
... result was that the stock went up , I think , about 40 points or more in a few hours . It went down in the same time to below where it started , and in the meantime , of course , the excitement and period of activity would naturally ...
... result was that the stock went up , I think , about 40 points or more in a few hours . It went down in the same time to below where it started , and in the meantime , of course , the excitement and period of activity would naturally ...
77 페이지
... results which are rapidly bearing fruit , both in legisla- tion and in voluntary reforms in the financial world . The ... result of the exposure of their existence . Some reforms have been effected in the clearing - house association and ...
... results which are rapidly bearing fruit , both in legisla- tion and in voluntary reforms in the financial world . The ... result of the exposure of their existence . Some reforms have been effected in the clearing - house association and ...
82 페이지
... result of his suggestion . He is in the House now , from California . Other Republican members will tell you that there are things in this report which are the result of their suggestions , and changes were made at their suggestion . Up ...
... result of his suggestion . He is in the House now , from California . Other Republican members will tell you that there are things in this report which are the result of their suggestions , and changes were made at their suggestion . Up ...
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AGUERO amount ANTWERP association bankers bill board of governors bonds Boston Stock Exchange bought BOYESEN broker bucket shops buying and selling by-laws cent certificates CHAIRMAN commission common stock Congress constitution contract corporation court deal dividends EMERY engraving fact fraud fraudulent give governing committee incorporation interest investment issue KENDALL legislation legitimate loan MABON mails manipulation margin matter membership MILBURN officers paid POMROY Postmaster preferred stock present president prohibited provisions Pujo committee purchase purpose question quotations railroad referred regulation rules securities Senator HITCHCOCK Senator HOLLIS Senator NELSON Senator POMERENE Senator REED Senator SHAFROTH Senator WEEKS shares short selling sold speculation statement stock brokers stock ex stock list stockholders STURGIS thing tion trade transactions trust UNTERMYER wash sales York Stock Exchange
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580 페이지 - Congress, under the pretext of executing its powers pass laws for the accomplishment of objects not intrusted to the government, it would become the painful duty of this tribunal, should a case requiring such a decision come before it, to say that such an act was not the law of the land.
711 페이지 - ... him or subject him to a penalty or forfeiture. But no person shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he may testify or produce evidence, documentary or otherwise, before said Commission, or in obedience to its subpoena, or the subpoena of either of them, or in any such case or proceeding...
582 페이지 - When we consider the nature and the theory of our institutions of government, the principles upon which they are supposed to rest, and review the history of their development, we are constrained to conclude that they do not mean to leave room for the play and action of purely personal and arbitrary power.
712 페이지 - States, or of any state or territory thereof, or of a foreign country or government, or of the stocks, bonds. or other evidences of debt of a corporation or association, or the market price of gold or silver coin or bullion, or any merchandise or commodity whatever, 1.
654 페이지 - ... has been practically construed, since the foundation of the government, to authorize not merely the designation of the routes over which the mail shall be carried, and the offices where letters and other documents shall be received to be distributed or forwarded, but the carriage of the mail, and all measures necessary to secure its safe and speedy transit, and the prompt delivery of its contents.
606 페이지 - In excluding various articles from the mail, the object of Congress has not been to interfere with the freedom of the press, or with any other rights of the people, but to refuse its facilities for the distribution of matter deemed injurious to the public morals.
661 페이지 - But we think the sound construction of the Constitution must allow to the national legislature that discretion, with respect to the means by which the powers it confers are to be carried into execution, which will enable that body to perform the high duties assigned to it, in the manner most beneficial to the people.
582 페이지 - In this country the requirement is intended to have a similar effect against legislative power, that is, to secure the citizen against any arbitrary deprivation of his rights, whether relating to his life, his liberty, or his property.
655 페이지 - The power possessed by Congress embraces the regulation of the entire postal system of the country. The right to designate what shall be carried necessarily involves the right to determine what shall be excluded.
743 페이지 - To notify the stock exchange in the event of the issuance or creation in any form or manner of any rights to subscribe to, or to be allotted, its securities, or of any other rights or benefits pertaining to ownership in its securities...