Stock Exchange Regulation: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-third Congress, Second Session, on H.R. 7852, to Provide for the Registration of National Securities Exchanges Operating in Interstate and Foreign Commerce and Through the Mails and to Prevent Inequitable and Unfair Practices on Such Exchanges, and for Other Purposes; H.R. 8720, to Provide for the Regulation of National Securities Exchanges and of Over-counter Markets Operating in Interstate and Foreign Commerce Or Through the Mails, and to Prevent Inequitable and Unfair Practice Thereon, and for Other Purposes. February 14 to March 24, 1934U.S. Government Printing Office, 1934 - 941페이지 |
도서 본문에서
4 페이지
... of this Act and any amendment thereto and any rule or regulation made or to be made by the Commission thereunder . ... and other information as the Commission may by rules and regulations require as being necessary or appropriate in ...
... of this Act and any amendment thereto and any rule or regulation made or to be made by the Commission thereunder . ... and other information as the Commission may by rules and regulations require as being necessary or appropriate in ...
7 페이지
( 3 ) No action shall be maintained to enforce any liability created under this section unless brought within two years after the discovery of the violation upon which it is based . REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC . 9.
( 3 ) No action shall be maintained to enforce any liability created under this section unless brought within two years after the discovery of the violation upon which it is based . REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC . 9.
7 페이지
( 3 ) No action shall be maintained to enforce any liability created under this section unless brought within two years after the discovery of the violation upon which it is based . REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC . 9.
( 3 ) No action shall be maintained to enforce any liability created under this section unless brought within two years after the discovery of the violation upon which it is based . REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC . 9.
7 페이지
( 3 ) No action shall be maintained to enforce any liability created under this section unless brought within two years after the discovery of the violation upon which it is based . REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC . 9.
( 3 ) No action shall be maintained to enforce any liability created under this section unless brought within two years after the discovery of the violation upon which it is based . REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC . 9.
7 페이지
( c ) The rules and regulations of the Commission in regard to registration shall require( I ) An undertaking by the issuer to comply with and so far as is within its power to enforce compliance by its officers , directors , and ...
( c ) The rules and regulations of the Commission in regard to registration shall require( I ) An undertaking by the issuer to comply with and so far as is within its power to enforce compliance by its officers , directors , and ...
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자주 나오는 단어 및 구문
amount application authority banks believe bill bonds broker carry CHAIRMAN committee Congress contracts CORCORAN corporations course court dealer dealing desirable DICKINSON directors effect exist fact Federal Trade Commission firms give given going Government GRUBB houses HUDDLESTON interest interstate commerce investment banker investors issue issuer KENNEY legislation limited listed loans MAPES margin MARLAND matter means national securities exchange necessary officers operations particular percent period person PETTENGILL practices present prohibition protection provisions purchase question reason reference regard registered regulation represent requirements respect result rules rules and regulations sell shares specialist speculation statement Stock Exchange stockholders suggestions thing tion transactions United unless unlisted WHITNEY WOLVERTON York York Stock Exchange
인기 인용구
7 페이지 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
7 페이지 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
564 페이지 - If any provision of this Act, or the application of such provision to any person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
273 페이지 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank. (5) The term "dealer" means any person engaged in the business of buying and selling securities for his own account, through a broker or otherwise, but does not include a bank, or any person insofar as he buys or sells securities for his own account, either individually or in some fiduciary capacity, but not as a part of a regular business. (6) The term...
7 페이지 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
236 페이지 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
545 페이지 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
537 페이지 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.
1 페이지 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
도서 문헌정보
| 제목 | Stock Exchange Regulation: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-third Congress, Second Session, on H.R. 7852, to Provide for the Registration of National Securities Exchanges Operating in Interstate and Foreign Commerce and Through ... |
| 저자 | United States. Congress. House. Committee on Interstate and Foreign Commerce |
| 발행인 | U.S. Government Printing Office, 1934 |
| 소장 | 미국 의회도서관 |
| 디지털화된 날짜: | 2007년 1월 16일 |
| 길이 | 941페이지 |
| 서지정보 내보내기 | BiBTeX EndNote RefMan |