Decisions and Reports, 3권U.S. Government Printing Office, 1940 |
도서 본문에서
100개의 결과 중 1 - 5개
3 페이지
... held on December 20 , no person appeared in opposition to the various applications and declarations . As a result of ... Held by public Held by MUA Shares out- standing Shares 3 S. E. C. MASSACHUSETTS UTILITIES ASSOCIATES ET AL . 3.
... held on December 20 , no person appeared in opposition to the various applications and declarations . As a result of ... Held by public Held by MUA Shares out- standing Shares 3 S. E. C. MASSACHUSETTS UTILITIES ASSOCIATES ET AL . 3.
22 페이지
... held by 8,404 persons in the State of California , and on October 11 , 1937 , 226 persons in Oregon held 4,218 shares and 414 persons in Wash- ington held 9,845 shares . 2 Atlas Corporation common stock is now being traded on the ap ...
... held by 8,404 persons in the State of California , and on October 11 , 1937 , 226 persons in Oregon held 4,218 shares and 414 persons in Wash- ington held 9,845 shares . 2 Atlas Corporation common stock is now being traded on the ap ...
24 페이지
... held misleading . UNTRUE OR MISLEADING STATEMENTS OR OMISSIONS . Failure to Define Terms Having No Meaning in Common Parlance . The failure to define terms used in the statement of a formula for the computation of fees , which terms are ...
... held misleading . UNTRUE OR MISLEADING STATEMENTS OR OMISSIONS . Failure to Define Terms Having No Meaning in Common Parlance . The failure to define terms used in the statement of a formula for the computation of fees , which terms are ...
32 페이지
... held *** as part of the trust estate . " Since any property , partially depleted or completely exhausted , might still be " held " in the trust estate so long as naked title thereto remained in the trustee , it is to be inferred that ...
... held *** as part of the trust estate . " Since any property , partially depleted or completely exhausted , might still be " held " in the trust estate so long as naked title thereto remained in the trustee , it is to be inferred that ...
41 페이지
... held that the statement contained untrue statements of material facts within the meaning of Section 8 ( d ) of the Securities Act of 1933 and was deficient in Items 3 , 27 , 41 , and 42 . PROMOTERS . What Constitutes . Form A - 0-1 ...
... held that the statement contained untrue statements of material facts within the meaning of Section 8 ( d ) of the Securities Act of 1933 and was deficient in Items 3 , 27 , 41 , and 42 . PROMOTERS . What Constitutes . Form A - 0-1 ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
acquisition amended applicant exchange applicant's appropriate approval April assets Baton Rouge Birmingham bonds Boston Stock Exchange certificates Commission common stock COMPANY OR SUBSIDIARY Corporation counsel debentures December 31 declarant deficiencies distribution dividends earnings effective Electric Company exemption fact fund Gas & Electric Gas Company Gulf States Utilities hearing held holders Holding Company Act issue and sale issuer Item matter mortgage notes option stock outstanding pany par value payment percent preferred stock principal amount proceeding Promulgated proposed prospectus protection of investors provisions of Section public interest public utility company Public Utility Holding purchase pursuant to Section record registered holding company registrant's registration statement reorganization requirements respondents Rule Section 11 Securities Exchange Act shares sold Stock Exchange stockholders stop order subsidiary company surplus tion transactions trial examiner trust underwriter unlisted trading privileges Utility Holding Company voting voting trust White Weld York Curb Exchange York Stock Exchange
인기 인용구
188 페이지 - To effect, alone or with one or more other persons, a series of transactions in any security registered on a national securities exchange creating actual or apparent active trading in such security or raising or depressing the price of such security, for the purpose of inducing the purchase or sale of such security by others.
108 페이지 - A word is not a crystal, transparent and unchanged; it is the skin of a living thought and may vary greatly in color and content according to the circumstances and the time in which it is used.
615 페이지 - ... if it finds that the enforcement of this title with respect to such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering ; but no issue of securities shall be exempted under this subsection where the aggregate amount at which such issue is offered to the public exceeds $300,000.
502 페이지 - ... an order or orders for the purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the sale of any such security, has been or will be entered by or for the same or different parties, or (C) to enter any order or orders for the sale of any such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially...
223 페이지 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
590 페이지 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
222 페이지 - ... may require or permit any person to file with it a statement in writing, under oath, or otherwise as the Commission shall determine, as to all the facts and circumstances concerning'the matter to be investigated. The Commission is authorized, in its discretion, to publish information concerning any such violations...
665 페이지 - ... unless and except insofar as it finds the exemption detrimental to the public interest or the interest of investors or consumers...
549 페이지 - ... approve any acquisition as to which an application is made under this section unless it appears to the satisfaction of the Commission that such State laws as may apply in respect of such acquisition have been complied with, except where the Commission finds that compliance with such State laws would be detrimental to the carrying out of the provisions of section 11.
665 페이지 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...