Decisions and Reports, 3권U.S. Government Printing Office, 1940 |
도서 본문에서
100개의 결과 중 1 - 5개
49 페이지
... represented the transfer by C. R. Jenner of these shares to his own transferees . The fact that the company issued the shares to Norbell and Mayrand directly affects the technique but not the substance of the transaction . Again , it is ...
... represented the transfer by C. R. Jenner of these shares to his own transferees . The fact that the company issued the shares to Norbell and Mayrand directly affects the technique but not the substance of the transaction . Again , it is ...
66 페이지
... represented by application . EXEMPTION OF SECURITY ISSUE OF REGISTERED HOLDING COMPANY OR SUBSIDIARY . Condition on Exemption . Effect of Subsequent Action by State Commission . Order exempting issue or sale of securities pursuant to ...
... represented by application . EXEMPTION OF SECURITY ISSUE OF REGISTERED HOLDING COMPANY OR SUBSIDIARY . Condition on Exemption . Effect of Subsequent Action by State Commission . Order exempting issue or sale of securities pursuant to ...
68 페이지
... represented by the application . of By the Commission : Chairman Douglas and Commissioner Frank were absent at the time of the Commission's consideration of this case and did not participate therein . 3 S. E. C. [ No. 446 ] IN THE ...
... represented by the application . of By the Commission : Chairman Douglas and Commissioner Frank were absent at the time of the Commission's consideration of this case and did not participate therein . 3 S. E. C. [ No. 446 ] IN THE ...
77 페이지
... represented by an equivalent principal amount of notes maturing January 26 , 1938. On October 15 , 1937 , it borrowed an additional $ 3,000,000 at the rate of 2 % per annum , its obligation being evidenced by a like aggregate principal ...
... represented by an equivalent principal amount of notes maturing January 26 , 1938. On October 15 , 1937 , it borrowed an additional $ 3,000,000 at the rate of 2 % per annum , its obligation being evidenced by a like aggregate principal ...
108 페이지
... representing claims in the amount of $ 5,656 there is allocated a total of 328 shares of new common stock , or approxi- mately 58 shares for each $ 1,000 of claim with interest . Applicant explains the foregoing differentiation by ...
... representing claims in the amount of $ 5,656 there is allocated a total of 328 shares of new common stock , or approxi- mately 58 shares for each $ 1,000 of claim with interest . Applicant explains the foregoing differentiation by ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
acquisition amended applicant exchange applicant's appropriate approval April assets Baton Rouge Birmingham bonds Boston Stock Exchange certificates Commission common stock COMPANY OR SUBSIDIARY Corporation counsel debentures December 31 declarant deficiencies distribution dividends earnings effective Electric Company exemption fact fund Gas & Electric Gas Company Gulf States Utilities hearing held holders Holding Company Act issue and sale issuer Item matter mortgage notes option stock outstanding pany par value payment percent preferred stock principal amount proceeding Promulgated proposed prospectus protection of investors provisions of Section public interest public utility company Public Utility Holding purchase pursuant to Section record registered holding company registrant's registration statement reorganization requirements respondents Rule Section 11 Securities Exchange Act shares sold Stock Exchange stockholders stop order subsidiary company surplus tion transactions trial examiner trust underwriter unlisted trading privileges Utility Holding Company voting voting trust White Weld York Curb Exchange York Stock Exchange
인기 인용구
188 페이지 - To effect, alone or with one or more other persons, a series of transactions in any security registered on a national securities exchange creating actual or apparent active trading in such security or raising or depressing the price of such security, for the purpose of inducing the purchase or sale of such security by others.
108 페이지 - A word is not a crystal, transparent and unchanged; it is the skin of a living thought and may vary greatly in color and content according to the circumstances and the time in which it is used.
615 페이지 - ... if it finds that the enforcement of this title with respect to such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering ; but no issue of securities shall be exempted under this subsection where the aggregate amount at which such issue is offered to the public exceeds $300,000.
502 페이지 - ... an order or orders for the purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the sale of any such security, has been or will be entered by or for the same or different parties, or (C) to enter any order or orders for the sale of any such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially...
223 페이지 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
590 페이지 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
222 페이지 - ... may require or permit any person to file with it a statement in writing, under oath, or otherwise as the Commission shall determine, as to all the facts and circumstances concerning'the matter to be investigated. The Commission is authorized, in its discretion, to publish information concerning any such violations...
665 페이지 - ... unless and except insofar as it finds the exemption detrimental to the public interest or the interest of investors or consumers...
549 페이지 - ... approve any acquisition as to which an application is made under this section unless it appears to the satisfaction of the Commission that such State laws as may apply in respect of such acquisition have been complied with, except where the Commission finds that compliance with such State laws would be detrimental to the carrying out of the provisions of section 11.
665 페이지 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...