 It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, 1.  Municipal Securities Full Disclosure Act of 1976: Hearing Before the ... - 71 페이지저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1977 - 112 페이지전체보기 - 도서 정보
 | United States. Securities and Exchange Commission - 1956 - 926 페이지
...would operate as a fraud or deceit upon the purchaser." Section 10 (b) provides : "It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of Interstate commerce or of the malls, or of any facility of any national securities... | |
 | United States. Securities and Exchange Commission - 1946 - 152 페이지
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States. Securities and Exchange Commission - 1951 - 862 페이지
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 페이지
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1956 - 900 페이지
..."manipulative or deceptive device or contrivance," as used in section 10 (b) of the Act, for any such person, directly or indirectly, by the use of any...or of the mails, or of any facility of any national securities exchange, to effect, either alone or with one or more other persons, any transaction or... | |
 | United States. Securities and Exchange Commission - 1950 - 856 페이지
...the protection of investors. Rule X-10B-3 provides : "It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, to use or employ, In connection with the purchase or sale of any security otherwise... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 페이지
...protection of investors. " Rule X-10B- 3 provides: 'It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...commerce, or of the mails, or of any facility of any nation fl securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
 | United States. Securities and Exchange Commission - 1955 - 920 페이지
...as necessary or appropriate In the public Interest or for the protection of Investors." Bule X-103-5 provides as follows: "It shall be unlawful for any...directly or indirectly, by the use of any means or Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities... | |
 | United States. Securities and Exchange Commission - 1953 - 824 페이지
...are manipulative, deceptive, or otherwise fraudulent. Rule X-10B-5 provides : It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or... | |
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