 ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were...  Municipal Securities Full Disclosure Act of 1976: Hearing Before the ... - 71 페이지저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1977 - 112 페이지전체보기 - 도서 정보
 | Wisconsin - 1941 - 686 페이지
...collectively as "advertising matter" which shall contain an untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading, or which shall contain inadequate or incomplete information concerning relevant matters therein mentioned... | |
 | 1968 - 768 페이지
...240.15cl-9. § 240.10b— 5 Employment of manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use...or (c) To engage in any act, practice, or course of business which operates or § 240.1 ОЬ-6 would operate as a fraud or deceit upon any person, in connection... | |
 | 2001 - 574 페이지
...Employ any device, scheme, or artifice to defraud; (ii) Make any untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading; or (iii) Engage in any act, practice, or course of business which operates or would operate as a fraud... | |
 | 2000 - 520 페이지
...Employ any device, scheme, or artifice to defraud; (ii) Make any untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading; or (iii) Engage in any act, practice, or course of business which operates or would operate as a fraud... | |
 | 1998 - 528 페이지
...Employ any device, scheme, or artifice to defraud; (ii) Make any untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading; or (iii) Engage in any act, practice, or course of business which operates or would operate as a fraud... | |
 | 1989 - 820 페이지
...to state a fact necessary in order to §5630.12 make statements made, in light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business which operates as a fraud or deceit upon any person, in connection with the purchase or sale... | |
 | 1989 - 700 페이지
...omit to state a rial fact necessary in order to make statements made, in light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business which operates as a fraud or deceit upon any person, in connection with the purchase or sale... | |
 | United States. Congress. Senate. District of Columbia - 1964 - 140 페이지
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading; or (c) to engage in any act, practice, or course of business which operates or would operate as a fraud or would operate as a fraud or deceit upon any... | |
 | United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 페이지
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act, practice, or course of business which operates or would operate as a fraud or would operate as a fraud or deceit upon any... | |
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