Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
71개의 결과 중 1 - 5개
1759 페이지
... board and president , Auerbach , Pollak & Richardson , Inc.- 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice__ 1525 Bayless , James L. , president , Rauscher Pierce Securities Corp. 1457 ...
... board and president , Auerbach , Pollak & Richardson , Inc.- 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice__ 1525 Bayless , James L. , president , Rauscher Pierce Securities Corp. 1457 ...
1760 페이지
... board , American Stock Exchange , Inc. 535 , 801 Kreps , Ms. Juanita M. , Ph . D. , public director , New York Stock Exchange-- 867 , 887 492 492 272 619 717 1525 651 Landau , I. , member , Corporate Trust Activities Committee , Trust ...
... board , American Stock Exchange , Inc. 535 , 801 Kreps , Ms. Juanita M. , Ph . D. , public director , New York Stock Exchange-- 867 , 887 492 492 272 619 717 1525 651 Landau , I. , member , Corporate Trust Activities Committee , Trust ...
1761 페이지
... board of directors , New York Stock Exchange O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs .. O'Neill , James J. , executive director , the Committee of Publicly Owned Companies .. Owens ...
... board of directors , New York Stock Exchange O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs .. O'Neill , James J. , executive director , the Committee of Publicly Owned Companies .. Owens ...
1763 페이지
... board of governors - biographical data Letter dated September 6 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to questions re size of average transaction on Amex during past 5 years , and comparative impact on ...
... board of governors - biographical data Letter dated September 6 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to questions re size of average transaction on Amex during past 5 years , and comparative impact on ...
1766 페이지
... Board and the Public " . Article from the Wall Street Journal , May 10 , 1973 , entitled " Most Securities Firms Oppose Boost in Fees on Small Trans- actions " Article from Wall Street Journal , July 2 , 1973 , entitled " Non - Big Board ...
... Board and the Public " . Article from the Wall Street Journal , May 10 , 1973 , entitled " Most Securities Firms Oppose Boost in Fees on Small Trans- actions " Article from Wall Street Journal , July 2 , 1973 , entitled " Non - Big Board ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange