Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
57개의 결과 중 1 - 5개
1760 페이지
... Group for Comprehensive Securities Depositories . Del Col , Peter , president , Bradford Computer & Systems , Inc .-- Derrickson , Lloyd J. , senior vice president and general counsel , National Association of Securities Dealers , Inc ...
... Group for Comprehensive Securities Depositories . Del Col , Peter , president , Bradford Computer & Systems , Inc .-- Derrickson , Lloyd J. , senior vice president and general counsel , National Association of Securities Dealers , Inc ...
1762 페이지
... Group for Comprehensive Securities Depositories – Page 1824 Theobald , Thomas C. , American Bankers Association . Thomas , Walter F. , chairman , steering committee , New York Clear- ing House Association_ 783 1961 Tobin , Michael E ...
... Group for Comprehensive Securities Depositories – Page 1824 Theobald , Thomas C. , American Bankers Association . Thomas , Walter F. , chairman , steering committee , New York Clear- ing House Association_ 783 1961 Tobin , Michael E ...
1766 페이지
... Group for Comprehensive Securities De- positories : 596 Brochure : Standardization of Funds Settlement for Securities Transactions ... . 1853 Letter dated November 17 , 1972 , from National Clearing Corp. to Joseph P. Coriaci , chairman ...
... Group for Comprehensive Securities De- positories : 596 Brochure : Standardization of Funds Settlement for Securities Transactions ... . 1853 Letter dated November 17 , 1972 , from National Clearing Corp. to Joseph P. Coriaci , chairman ...
1771 페이지
... Group for Comprehensive Securities Depositories : Coriaci , Joseph P. , chairman , working committee . Stewart , Samuel B. , member . National Shareholders Association , Hans R. Reinisch , president . National Stock Exchange : Gilligan ...
... Group for Comprehensive Securities Depositories : Coriaci , Joseph P. , chairman , working committee . Stewart , Samuel B. , member . National Shareholders Association , Hans R. Reinisch , president . National Stock Exchange : Gilligan ...
1784 페이지
... groups of smaller broker - dealers to have their necessary recordkeeping performed more efficiently and economically and , consequently , we do not wish to discourage the use of such service bureaus . However , as pointed out above ...
... groups of smaller broker - dealers to have their necessary recordkeeping performed more efficiently and economically and , consequently , we do not wish to discourage the use of such service bureaus . However , as pointed out above ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange