Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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1756 페이지
Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340... United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance.
Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340... United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance.
1757 페이지
... Subcommittee on Commerce and Finance. SECURITIES EXCHANGE ACT AMENDMENTS OF 1973 HEARINGS BEFORE THE SUBCOMMITTEE ON COMMERCE AND FINANCE OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HOUSE OF REPRESENTATIVES NINETY - THIRD ...
... Subcommittee on Commerce and Finance. SECURITIES EXCHANGE ACT AMENDMENTS OF 1973 HEARINGS BEFORE THE SUBCOMMITTEE ON COMMERCE AND FINANCE OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HOUSE OF REPRESENTATIVES NINETY - THIRD ...
1758 페이지
... Subcommittee on Commerce and Finance. COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS , West Virginia , Chairman TORBERT H. MACDONALD , Massachusetts JOHN JARMAN , Oklahoma JOHN E. MOSS , California JOHN D. DINGELL ...
... Subcommittee on Commerce and Finance. COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS , West Virginia , Chairman TORBERT H. MACDONALD , Massachusetts JOHN JARMAN , Oklahoma JOHN E. MOSS , California JOHN D. DINGELL ...
1763 페이지
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued American Stock Exchange , Inc .: Page 568 , 815 Amex board of governors - biographical data Letter dated September 6 , 1973 , from Paul ...
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued American Stock Exchange , Inc .: Page 568 , 815 Amex board of governors - biographical data Letter dated September 6 , 1973 , from Paul ...
1764 페이지
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued Committee for the Martin Report : Appendix A to statement - Memorandum in support of proposed amendment to section 19 ( b ) of the ...
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued Committee for the Martin Report : Appendix A to statement - Memorandum in support of proposed amendment to section 19 ( b ) of the ...
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange