Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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96개의 결과 중 1 - 5개
1764 페이지
... authority to establish rules pertaining to safekeeping and custody but per- mitting banking regulatory agency to establish higher and ad- ditional requirements ---- Possible draft language to clarify section 17A ( q ) ( 2 ) – – Federal ...
... authority to establish rules pertaining to safekeeping and custody but per- mitting banking regulatory agency to establish higher and ad- ditional requirements ---- Possible draft language to clarify section 17A ( q ) ( 2 ) – – Federal ...
1766 페이지
... authority to postpone implementation of competitive commission rates and what standards should be imposed . Kansas Public Employees Retirement System , letter dated July 18 , 1973 , from John K. Corkhill , executive secretary , to ...
... authority to postpone implementation of competitive commission rates and what standards should be imposed . Kansas Public Employees Retirement System , letter dated July 18 , 1973 , from John K. Corkhill , executive secretary , to ...
1768 페이지
... authority between the Commission and Federal bank regu- lators___ Discussion of the Commission's concern regarding section 405 of H.R. 5050__ Page 1449 1452 1435 380 443 1784 1800 1803 1794 Draft statutory language regarding transfer ...
... authority between the Commission and Federal bank regu- lators___ Discussion of the Commission's concern regarding section 405 of H.R. 5050__ Page 1449 1452 1435 380 443 1784 1800 1803 1794 Draft statutory language regarding transfer ...
1777 페이지
... authority of the SEC . Both are important , I think , to the best operation of the securities markets in the public interest ; one with regard to assuring an effective , competitive central system and another with regard to the ...
... authority of the SEC . Both are important , I think , to the best operation of the securities markets in the public interest ; one with regard to assuring an effective , competitive central system and another with regard to the ...
1778 페이지
... authority of stock clearing agencies , securities depositories , and stock transfer agents among the Federal bank regulatory authorities and the Securi- ties and Exchange Commission . Title IV of H.R. 5050 , proceeding on the theory ...
... authority of stock clearing agencies , securities depositories , and stock transfer agents among the Federal bank regulatory authorities and the Securi- ties and Exchange Commission . Title IV of H.R. 5050 , proceeding on the theory ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange