Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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1760 페이지
... Brokers - - 1355 Cocchi , Raymond W. , president , Independent Broker - Dealers Trade Association . Cohen , Manuel F. , former Chairman , Securities and Exchange Com- mission 822 , 1415 237 , 319 Coriaci , Joseph P. , chairman , Working ...
... Brokers - - 1355 Cocchi , Raymond W. , president , Independent Broker - Dealers Trade Association . Cohen , Manuel F. , former Chairman , Securities and Exchange Com- mission 822 , 1415 237 , 319 Coriaci , Joseph P. , chairman , Working ...
1762 페이지
... Brokers .. 619 651 1355 Wood , C. V. , Jr. , chairman , the Committee of Publicly Owned Com- panies . 1599 Young , Llewellyn P. , vice president and counsel , Bradford Computer & Systems , Inc .. 1807 Zeder , Fred M. , member ...
... Brokers .. 619 651 1355 Wood , C. V. , Jr. , chairman , the Committee of Publicly Owned Com- panies . 1599 Young , Llewellyn P. , vice president and counsel , Bradford Computer & Systems , Inc .. 1807 Zeder , Fred M. , member ...
1763 페이지
... Brokers , letter dated August 7 , 1973 , from Merrill J. Chapman , president , to Chairman Moss , with attachments consisting of suggested language and rationale therefor for section 15 ( b ) ( 8 ) ( D ) __ Banking and Securities ...
... Brokers , letter dated August 7 , 1973 , from Merrill J. Chapman , president , to Chairman Moss , with attachments consisting of suggested language and rationale therefor for section 15 ( b ) ( 8 ) ( D ) __ Banking and Securities ...
1764 페이지
... brokerage industry annual income as a result of fully negotiated rates .. 1666 1660 H.R. 5050 - Specific ... Broker - Dealers Trade Association : Booklet : Transcript of proceedings , The Fundamental Problems of Regional Securities Firms ...
... brokerage industry annual income as a result of fully negotiated rates .. 1666 1660 H.R. 5050 - Specific ... Broker - Dealers Trade Association : Booklet : Transcript of proceedings , The Fundamental Problems of Regional Securities Firms ...
1765 페이지
... Brokers - Dealers Trade Association - Continued Statement of Raymond W. Cocchi , president , before the Subcom ... brokerage subsidiaries for the purpose of joining stock exchanges .. Exchange of correspondence between Chairman Staggers ...
... Brokers - Dealers Trade Association - Continued Statement of Raymond W. Cocchi , president , before the Subcom ... brokerage subsidiaries for the purpose of joining stock exchanges .. Exchange of correspondence between Chairman Staggers ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange