Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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1760 페이지
... Corporate Trust Activities Committee , Trust Division , American Bankers Association ... . 1925 Lee , John F. , executive vice president , New York Clearing House Association . 1961 Levenson , Alan , Director , Division of Corporation ...
... Corporate Trust Activities Committee , Trust Division , American Bankers Association ... . 1925 Lee , John F. , executive vice president , New York Clearing House Association . 1961 Levenson , Alan , Director , Division of Corporation ...
1764 페이지
... Corporate Fiduciary Association of Illinois Transfer Agency and Regis- trar Committee , statement-- 1672 1679 1980 1716 1727 1971 Corporate Transfer Agents Association , Inc. , letter dated April 25 , 1973 , from Henry Van Dam ...
... Corporate Fiduciary Association of Illinois Transfer Agency and Regis- trar Committee , statement-- 1672 1679 1980 1716 1727 1971 Corporate Transfer Agents Association , Inc. , letter dated April 25 , 1973 , from Henry Van Dam ...
1767 페이지
... Corporate America's Stake in Sound Securities Markets , address by James M. Roche , director , General Motors Corp. , to the Securities Industry Association , May 9 , 1973- Marketing Securities to the Small Investor , a report to NYSE ...
... Corporate America's Stake in Sound Securities Markets , address by James M. Roche , director , General Motors Corp. , to the Securities Industry Association , May 9 , 1973- Marketing Securities to the Small Investor , a report to NYSE ...
1770 페이지
... corporate trust activities committee , trust division . Milburn , William G. Pingree , Charles A. Theobald , Thomas C. American Insurance Association : Jones , T. Lawrence , president . Vinyard , Walter D. , Jr. , counsel , Washington ...
... corporate trust activities committee , trust division . Milburn , William G. Pingree , Charles A. Theobald , Thomas C. American Insurance Association : Jones , T. Lawrence , president . Vinyard , Walter D. , Jr. , counsel , Washington ...
1771 페이지
... Corporation Finance . Liftin , John , Associate Director , Division of Market Regulation . Loomis , Philip A. , Jr. , Commissioner . Owens , Hugh F. , Senior Commissioner . Pickard , Lee A. , Director , Division of Market Regulation ...
... Corporation Finance . Liftin , John , Associate Director , Division of Market Regulation . Loomis , Philip A. , Jr. , Commissioner . Owens , Hugh F. , Senior Commissioner . Pickard , Lee A. , Director , Division of Market Regulation ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange