Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
18개의 결과 중 1 - 5개
1759 페이지
... dated April 16 , 1973 , from SEC Chairman Cook to Chairman Staggers on considerations involved in requests for access to Commission files .. Treasury Department , on title IV of H.R. 5050 .. 117 124 Statement of- Arachtingi , M. James ...
... dated April 16 , 1973 , from SEC Chairman Cook to Chairman Staggers on considerations involved in requests for access to Commission files .. Treasury Department , on title IV of H.R. 5050 .. 117 124 Statement of- Arachtingi , M. James ...
1762 페이지
... dated October 5 , 1973 , from Robert L. Bevan , assistant Federal legislative counsel , providing details concerning per- centage of securities orders placed by bank trust departments with brokers and number under $ 100,000 or over ...
... dated October 5 , 1973 , from Robert L. Bevan , assistant Federal legislative counsel , providing details concerning per- centage of securities orders placed by bank trust departments with brokers and number under $ 100,000 or over ...
1763 페이지
... dated September 7 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to written questions of committee staff . Memorandum commenting on titles II and III of H.R. 5050 .. Exhibit A - Letter dated December 22 , 1972 ...
... dated September 7 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to written questions of committee staff . Memorandum commenting on titles II and III of H.R. 5050 .. Exhibit A - Letter dated December 22 , 1972 ...
1764 페이지
... dated September 19 , 1973 , from Lawrence E. Kreider , executive vice president - economist , to Chairman Moss- Connecticut , State of : Letter dated September 7 , 1973 , from I. F. Smith , Chief Invest- ment Officer , Office of the ...
... dated September 19 , 1973 , from Lawrence E. Kreider , executive vice president - economist , to Chairman Moss- Connecticut , State of : Letter dated September 7 , 1973 , from I. F. Smith , Chief Invest- ment Officer , Office of the ...
1765 페이지
... dated May 22 , 1973 , from Congressman Broyhill to Congressman Talcott urging additional funds for SEC budget_ Letter dated June 22 , 1973 , from Congressman Stuckey , to John C. Whitehead , chairman , Securities Industry Association ...
... dated May 22 , 1973 , from Congressman Broyhill to Congressman Talcott urging additional funds for SEC budget_ Letter dated June 22 , 1973 , from Congressman Stuckey , to John C. Whitehead , chairman , Securities Industry Association ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange