Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
96개의 결과 중 1 - 5개
1762 페이지
... institutional membership of stock exchanges- 789 Statement of April 23 , 1973 , on title II of H.R. 5050 . Statement of May 7 , 1973 , on title IV of H.R. 5050– 786 1929 American Institute of Certified Public Accountants , letter dated ...
... institutional membership of stock exchanges- 789 Statement of April 23 , 1973 , on title II of H.R. 5050 . Statement of May 7 , 1973 , on title IV of H.R. 5050– 786 1929 American Institute of Certified Public Accountants , letter dated ...
1765 페이지
... institutional membership , and con- trasting confidence level between commercial bankers and broker executives as indicated in Harris poll of 1973 .. Letter dated July 16 , 1973 , from Chairman Moss , to Paul Kolton , chairman ...
... institutional membership , and con- trasting confidence level between commercial bankers and broker executives as indicated in Harris poll of 1973 .. Letter dated July 16 , 1973 , from Chairman Moss , to Paul Kolton , chairman ...
1766 페이지
... Institutional Investor magazine on abuses in handling of . quotations on NASDAQ ... 986 Statement to the Securities and Exchange Commission concerning the publication of disciplinary actions , June 5 , 1973- National Coordinating Group ...
... Institutional Investor magazine on abuses in handling of . quotations on NASDAQ ... 986 Statement to the Securities and Exchange Commission concerning the publication of disciplinary actions , June 5 , 1973- National Coordinating Group ...
1767 페이지
... Institutional Investor , July 1971 Corporate America's Stake in Sound Securities Markets , address by James M. Roche , director , General Motors Corp. , to the Securities Industry Association , May 9 , 1973- Marketing Securities to the ...
... Institutional Investor , July 1971 Corporate America's Stake in Sound Securities Markets , address by James M. Roche , director , General Motors Corp. , to the Securities Industry Association , May 9 , 1973- Marketing Securities to the ...
1768 페이지
... Institutional Investor magazine concerning abuses in quotations on NASDAQ- - Manpower and cost estimates for 5 fiscal years in connection with the Commission's proposed regulatory responsibilities under title IV of H.R. 5050_ . 1805 410 ...
... Institutional Investor magazine concerning abuses in quotations on NASDAQ- - Manpower and cost estimates for 5 fiscal years in connection with the Commission's proposed regulatory responsibilities under title IV of H.R. 5050_ . 1805 410 ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange