Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
41개의 결과 중 1 - 5개
1778 페이지
... objectives could be more appropriately achieved by a slightly different approach which would utilize the expertise and manpower of both the Commission and the Federal bank regulatory agencies , and avoid duplicate regulatory efforts ...
... objectives could be more appropriately achieved by a slightly different approach which would utilize the expertise and manpower of both the Commission and the Federal bank regulatory agencies , and avoid duplicate regulatory efforts ...
1779 페이지
... objectives are more fully set forth in our comments in title IV , which were submitted to the subcommittee on July 20 , 1973 [ see p . 1784 ] . The principal entities engaged in the processing of securities trans- actions are ...
... objectives are more fully set forth in our comments in title IV , which were submitted to the subcommittee on July 20 , 1973 [ see p . 1784 ] . The principal entities engaged in the processing of securities trans- actions are ...
1781 페이지
... objectives of achieving an integrated , nationwide system for clearance and settlement of securities transactions . In view of the breadth of the bill and the length and specificity of the Commission's prior written comments on it , I ...
... objectives of achieving an integrated , nationwide system for clearance and settlement of securities transactions . In view of the breadth of the bill and the length and specificity of the Commission's prior written comments on it , I ...
1784 페이지
... objectives , we believe that the legislative approach we recommended last year would accomplish these objectives , and , at the same time , would best utilize the expertise and manpower of the private sector and the federal bank ...
... objectives , we believe that the legislative approach we recommended last year would accomplish these objectives , and , at the same time , would best utilize the expertise and manpower of the private sector and the federal bank ...
1785 페이지
... objective of a single , unified , nationwide system for processing securities transactions could best be fulfilled if depositories and clearing agencies are subject to regulation by the Commission . Thus , without precluding supervisory ...
... objective of a single , unified , nationwide system for processing securities transactions could best be fulfilled if depositories and clearing agencies are subject to regulation by the Commission . Thus , without precluding supervisory ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange