Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
69개의 결과 중 1 - 5개
1779 페이지
... present action toward building a nationwide system for handling securities transactions . We believe that to achieve this , a single public regulatory body must be in a position to oversee the entire process , and we further believe ...
... present action toward building a nationwide system for handling securities transactions . We believe that to achieve this , a single public regulatory body must be in a position to oversee the entire process , and we further believe ...
1781 페이지
... present , depositories have developed sepa- rately from transfer agents , both because of the large number of trans- fer agents which serve individual issuers of securities , and because , at their inception , depositories were assigned ...
... present , depositories have developed sepa- rately from transfer agents , both because of the large number of trans- fer agents which serve individual issuers of securities , and because , at their inception , depositories were assigned ...
1783 페이지
... present form . Section 408 of the bill would amend section 28 of the act to provide an exemption from State and local taxation on changes in beneficial or record ownership of securities effected through the facilities of a registered ...
... present form . Section 408 of the bill would amend section 28 of the act to provide an exemption from State and local taxation on changes in beneficial or record ownership of securities effected through the facilities of a registered ...
1785 페이지
... present , depositories have developed separately from transfer agents both because of the large number of transfer agents which serve indi- vidual issuers of securities and also because depositories were assigned different functions at ...
... present , depositories have developed separately from transfer agents both because of the large number of transfer agents which serve indi- vidual issuers of securities and also because depositories were assigned different functions at ...
1795 페이지
... present form , the Commission estimates it would need the following additional staff and incur the following average yearly costs : Incremental Year 1st . 2d . 3d . 4th . 5th . manpower required Costs per year 1 69 $ 1,280,000 1 , 177 ...
... present form , the Commission estimates it would need the following additional staff and incur the following average yearly costs : Incremental Year 1st . 2d . 3d . 4th . 5th . manpower required Costs per year 1 69 $ 1,280,000 1 , 177 ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange