Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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54개의 결과 중 1 - 5개
1759 페이지
... president , Auerbach , Pollak & Richardson , Inc.- 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice__ 1525 Bayless , James L. , president , Rauscher Pierce Securities Corp. 1457 , 1471 ...
... president , Auerbach , Pollak & Richardson , Inc.- 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice__ 1525 Bayless , James L. , president , Rauscher Pierce Securities Corp. 1457 , 1471 ...
1760 페이지
... president and associate general counsel , Donald- son , Lufkin & Jenrette , Inc .. 867 , 873 Calvin , Donald L. , vice president , New York Stock Exchange . Cary , Professor William L. , Columbia University School of Law , former ...
... president and associate general counsel , Donald- son , Lufkin & Jenrette , Inc .. 867 , 873 Calvin , Donald L. , vice president , New York Stock Exchange . Cary , Professor William L. , Columbia University School of Law , former ...
1761 페이지
... president , National Association of Securities Dealers , Inc. __ 577 Mason , Paul , Jr. , associate general counsel , American Life Insurance Association_ 761 1925 1457 1 Milburn , William G. , American Bankers Association - Morin ...
... president , National Association of Securities Dealers , Inc. __ 577 Mason , Paul , Jr. , associate general counsel , American Life Insurance Association_ 761 1925 1457 1 Milburn , William G. , American Bankers Association - Morin ...
1762 페이지
... president , Midwest Stock Exchange , Inc__ Vinyard , Walter D. , Jr. , counsel , Washington office , American In ... president , Weeden & Co- 1543 1543 , 1549 Weithers , John G. , executive vice president , Midwest Stock Exchange , Inc ...
... president , Midwest Stock Exchange , Inc__ Vinyard , Walter D. , Jr. , counsel , Washington office , American In ... president , Weeden & Co- 1543 1543 , 1549 Weithers , John G. , executive vice president , Midwest Stock Exchange , Inc ...
1763 페이지
... president , to Chairman Moss , re proposal that public governors be provided with independent staff support . Exhibit B - Letter dated March 6 , 1973 , from Paul Kolton , president , to Lee A. Pickard , Associate Director , Division of ...
... president , to Chairman Moss , re proposal that public governors be provided with independent staff support . Exhibit B - Letter dated March 6 , 1973 , from Paul Kolton , president , to Lee A. Pickard , Associate Director , Division of ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange