Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
100개의 결과 중 1 - 5개
1762 페이지
... Propose Rules To Tighten Broker Standards " . 1933 Average brokerage fees as a percentage of the dollar value of ... Proposed subsection ( e ) of section 205 , H.R. 5050- 722 Letter dated July 10 , 1973 , from Walter D. Vinyard , Jr ...
... Propose Rules To Tighten Broker Standards " . 1933 Average brokerage fees as a percentage of the dollar value of ... Proposed subsection ( e ) of section 205 , H.R. 5050- 722 Letter dated July 10 , 1973 , from Walter D. Vinyard , Jr ...
1763 페이지
... proposed amendments to rule 15c3-1 . Memorandum of comments on titles II , III , and V of H.R. 5050_ Supplemental statement relating to section 203 of H.R. 5050_- . Ash , Roy L. , Director , Office of Management and Budget , Executive ...
... proposed amendments to rule 15c3-1 . Memorandum of comments on titles II , III , and V of H.R. 5050_ Supplemental statement relating to section 203 of H.R. 5050_- . Ash , Roy L. , Director , Office of Management and Budget , Executive ...
1764 페이지
... proposed amendment to section 19 ( b ) of the Securities Exchange Act .... Attachment to supplemental statement - Memorandum in sup- port of and proposed amendments to section 36 of the Invest- ment Company Act of 1940 and section 206 ...
... proposed amendment to section 19 ( b ) of the Securities Exchange Act .... Attachment to supplemental statement - Memorandum in sup- port of and proposed amendments to section 36 of the Invest- ment Company Act of 1940 and section 206 ...
1766 페이지
... proposal to provide SEC with authority to postpone implementation of competitive commission rates and what standards ... proposals of title II of H.R. 5050 ---- Midwest Stock Exchange , Inc .: Letter dated June 28 , 1973 , from Milton H ...
... proposal to provide SEC with authority to postpone implementation of competitive commission rates and what standards ... proposals of title II of H.R. 5050 ---- Midwest Stock Exchange , Inc .: Letter dated June 28 , 1973 , from Milton H ...
1767 페이지
... proposed sec- tion 6A 649 Schapiro , M. A. , & Co. , Inc .: Article from New York Times , February 2 , 1973 , entitled " A 3d Market Sale Upsets Big Board " . 1439 Additional material supplied for the record by - Continued Schapiro ΧΙ.
... proposed sec- tion 6A 649 Schapiro , M. A. , & Co. , Inc .: Article from New York Times , February 2 , 1973 , entitled " A 3d Market Sale Upsets Big Board " . 1439 Additional material supplied for the record by - Continued Schapiro ΧΙ.
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange