Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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82개의 결과 중 1 - 5개
1766 페이지
... Settlement for Securities Transactions ... . 1853 Letter dated November 17 , 1972 , from National Clearing Corp. to Joseph P. Coriaci , chairman , working committee , presenting findings and recommendations of Subcommittee on Insurance ...
... Settlement for Securities Transactions ... . 1853 Letter dated November 17 , 1972 , from National Clearing Corp. to Joseph P. Coriaci , chairman , working committee , presenting findings and recommendations of Subcommittee on Insurance ...
1779 페이지
... settlement and clearing process , but their activities are not coordi- nated into a smooth functioning , efficient nationwide system for the handling of investors ' securities . In general , this situation is the result of various ...
... settlement and clearing process , but their activities are not coordi- nated into a smooth functioning , efficient nationwide system for the handling of investors ' securities . In general , this situation is the result of various ...
1781 페이지
... settlement of securities transactions . In view of the breadth of the bill and the length and specificity of the Commission's prior written comments on it , I will limit myself to a discussion of a few other important areas covered in ...
... settlement of securities transactions . In view of the breadth of the bill and the length and specificity of the Commission's prior written comments on it , I will limit myself to a discussion of a few other important areas covered in ...
1782 페이지
... the Com- mission to take whatever steps are within its power to bring about the elimination of the stock certificate as a means of settlement among brokers by December 31 , 1976 . We are in complete agreement with this goal . We 1782.
... the Com- mission to take whatever steps are within its power to bring about the elimination of the stock certificate as a means of settlement among brokers by December 31 , 1976 . We are in complete agreement with this goal . We 1782.
1784 페이지
... settlement of transactions , and improved transfer facilities , are effec- tively forged into a modernized , nationwide system for the safe and efficient han- dling of securities transactions in a manner which best serves the financial ...
... settlement of transactions , and improved transfer facilities , are effec- tively forged into a modernized , nationwide system for the safe and efficient han- dling of securities transactions in a manner which best serves the financial ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange