Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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94개의 결과 중 1 - 5개
1759 페이지
... Statement of- Arachtingi , M. James , chairman of the board and president , Auerbach , Pollak & Richardson , Inc.- 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice__ 1525 Bayless , James ...
... Statement of- Arachtingi , M. James , chairman of the board and president , Auerbach , Pollak & Richardson , Inc.- 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice__ 1525 Bayless , James ...
1760 페이지
... Statement of - Continued Bevis , Herman W. , member , Banking and Securities Industry Com- Page mittee ( BASIC ) . Bigler , Harold E. , American Life Insurance Association _ _ Blanchard , Alan , Acting Executive Director - Designate ...
... Statement of - Continued Bevis , Herman W. , member , Banking and Securities Industry Com- Page mittee ( BASIC ) . Bigler , Harold E. , American Life Insurance Association _ _ Blanchard , Alan , Acting Executive Director - Designate ...
1761 페이지
... Statement of - Continued V McKay , Peter H. , executive officer , Bradford Computer & Systems , Inc Page 1807 Macklin , Gordin S. , president , National Association of Securities Dealers , Inc. __ 577 Mason , Paul , Jr. , associate ...
... Statement of - Continued V McKay , Peter H. , executive officer , Bradford Computer & Systems , Inc Page 1807 Macklin , Gordin S. , president , National Association of Securities Dealers , Inc. __ 577 Mason , Paul , Jr. , associate ...
1762 페이지
... Statement of April 23 , 1973 , on title II of H.R. 5050 . Statement of May 7 , 1973 , on title IV of H.R. 5050– 786 1929 American Institute of Certified Public Accountants , letter dated April 20 , 1973 , from Edwin P. Fisher , chairman ...
... Statement of April 23 , 1973 , on title II of H.R. 5050 . Statement of May 7 , 1973 , on title IV of H.R. 5050– 786 1929 American Institute of Certified Public Accountants , letter dated April 20 , 1973 , from Edwin P. Fisher , chairman ...
1763 페이지
... statement relating to section 203 of H.R. 5050_- . Ash , Roy L. , Director , Office of Management and Budget , Executive Office of the President , statement .. Asiel & Co. , letter May 23 , 1973 , from Solomon Litt , senior partner , to ...
... statement relating to section 203 of H.R. 5050_- . Ash , Roy L. , Director , Office of Management and Budget , Executive Office of the President , statement .. Asiel & Co. , letter May 23 , 1973 , from Solomon Litt , senior partner , to ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange