Federal Reserve System-Continued
Board of Governors—Continued
Securities, dealers in-Continued
Credit by brokers, dealers, and members of national securities ex-
changes, 12 Part 220_Continued
Borrowing of securities, 12 g 220.103
Customers who are brokers or dealers, transactions of, 12 $ 220.101
Federal credit union, assistance by, to its members, 12 $ 220.110
International Bank for Reconstruction and Development, securi-
ties of, 12 & 220.108
New York Stock Exchange, designation of, for purposes of special-
ists transactions, 12 $ 220.106
Ninety-day rule in special cash account, 12 $ 220.105
Rights to subscribe, 12 $ 220.102
Undermargined accounts, transactions in, 12 $ 220.107
Interlocking relationships with member banks, 12 Part 218
Service of open-end investment company, 12 § 218.101
Loans to brokers or dealers, by banks, 12 § 221.103
Securities, stocks:
See also Public debt securities of United States.
Loans by member banks for purchasing or carrying registered stocks,
12 Part 221
Brokers or dealers, loans to, 12 $ 221.103
Extensions of credit by bank, arranging for, 12 & 221.105
Federal credit unions, 12 & 221.104
"Good faith"; reliance on statement of purpose of loan, 12 & 221.106
Maximum loan value of stocks, 12 & 221.4
New York Stock Exchange; specialists transactions 12 $ 221.102
Open-end investment company shares, loans to purchase, 12
$ 221.107
Purpose of loan, determination and effect, 12 $ 221.101
Purchases and sales by member banks:
Government securities; open market operations, 12 & 270.6
Investment securities, 12 Part 1
Transactions in undermargined accounts, 12 $ 220.107
Speculative transactions, paper on; advances on, to member banks, pro-
hibited, 12 $ 201.3 (a) (3)
State banks:
See also Member banks,
Consolidation with national bank, 12 § 206.4
Membership in Federal Reserve System, 12 Part 208
Stock:
Capital stock of Federal Reserve Banks. See Federal Reserve Banks.
Registered stock on national securities exchanges. See Securities.
Stock exchanges. See Securities, dealers in.
Subpoena, of officers of Board or of Federal Reserve Banks, 12 261.4
Tax returns of corporations; inspection by Board of statistical transcript
cards prepared from, 26 § 458.322
Time deposits. See Deposits.
Trade acceptances; open market purchase, 12 Part 202
Treasury bills, bonds, certificates, etc.:
Functions of Federal Reserve Banks respecting, as fiscal agents. See
Fiscal agent of United States.
Purchase of Treasury bills; termination of policy of buying at 38 per-
cent per annum, and termination of repurchase option privilege,
12 8 281.1
Trust powers of national banks, 12 Part 206
Applications for exercise of powers, 12 $8 206.1, 206.2
Books and accounts, 12 $ 206.7
Change of name, 12 & 206.5
Common Trust Funds, 12 & 206.17
Acquisition of interest in participations of, 12 $ 206.101
Aggregate investment in, 12 $ 206.110
Audits, internal, of trust department, 12 $ 206.111
Distribution of accrued income of, 12 & 206.105
Federal Reserve System Continued
Board of Governors Continued
Trust powers of national banks, 12 Part 206–Continued
Common Trust Funds, 12 $ 206.17-Continued
Fees charged trusts holding participations in, 12 $ 206.106
Limitations on participation in, 12 $ 206.104
Operation as investment trust, 12 $ 206.102
Publication of information concerning common trust fund, 12
$ 206.113
Regulations respecting use of Common Trust Funds for investment
of funds held for fiduciary purposes, 12 $ 206.17
Transfers:
Direct transfer of United States bonds from individual trust
to, 12 $ 206.108
Inter-trust transfer of participations, 12 § 206.112
Valuation of securities in Fund:
Nonmarketable direct obligations of United States, 12 $ 206.107
United States Savings Bonds, 12 § 206.103
Compensation of bank, 12 $ 206.14
Consolidation:
Of national banks, 12 & 206.3
Of State bank with national bank, 12 $ 206.4
Forms, 12 $ 206.18
Insolvency of bank, 12 & 206.15
Statement of principles of trust institutions, 12 $ 206.19
Surrender of trust powers, 12 & 206.16
Trust department:
Examinations of, 12 $ 206.8
Management, 12 $ 206.6
Trust funds:
See also Common Trust Funds.
Custody of trust securities and investments, 12 $ 206.12
Deposit of securities with State authorities, 12 & 206.13
Investment, etc., 12 $ $ 206.9, 206.10
Purchase or sale of trust assets to or from trustee bank or its
directors, officers or employees, 12 $ 206.11
Trust investment committee; more than one committee, 12 $ 206.109
Voluntary liquidation of bank, 12 $ 206.15
Voluntary liquidation of national banks; action of liquidating agent in
connection with trusts and estates, 12 $ 206.15
Voting permits, for holding company affiliates of member banks, 12 Part 216
Warrants (issued unicipalities in anticipation of collection taxes):
Collection of, 12 Part 207
Purchase of, 12 Part 205
Federal Open Market Committee:
Information, submittals, or requests, 12 Part 271
Open market operations of Federal Reserve Banks, 12 Part 270
Rules on procedure, 12 Part 272
Statements of policy; purchase of Treasury bills, 12 $ 281.1
Subpoena of persons having unpublished information of Committee,
whether or not officers or employees of Federal Reserve System, 12
$ 271.3 Federal sayings and loan associations: Fiscal agents of United States; regulations of Public Debt Bureau, Treasury
Department, 31 Part 312 Operations, etc., regulations respecting. See Federal Home Loan Bank Board. Federal Savings and Loan System, regulations of, respecting Federal savings and
loan associations. See Federal Home Loan Bank Board. Federal Supply Service contracts:
Armed services procurement regulations, 32 $ $ 5.101-5.303, 594.102
Regulations respecting. See General Services Administration. Federal Supply Service Stores Depots, procurement from; Army regulations, 32
$$ 594.204, 594.204-1
Federal Trade Commission:
Agreements to cease and desist; procedure respecting agreements to cease and
desist on stipulated facts, 16 $$ 1.51-1.57 Cease and desist agreements; procedure respecting agreements to cease and
desist on stipulated facts, 16 $$ 1.51-1.57 Cease and desist orders, to firms engaged in various unfair trade practices:
Adjustments or corrections, delaying or withholding, 16 § 13.675
Advertising:
Advertising falsely or misleadingly, 16 $$ 13.10–13.285
Conspiring to consumate fraudulent advertising, 16 $ 13.395
Agents or representatives, securing, falsely or misleadingly, 16 $$ 13.2115-
13.2165
Aiding, assisting and abetting unfair or unlawful act or practice, 16 & 13.290
Basing point price system. See Prices.
Bids or price quotations, sham or fictitious; submitting of, 16 $$ 13.495,
13.2255
Branding; misbranding, 16 $$ 13.1170–13.1355
Bribing:
Customers' employees, 16 $$ 13.305–13.325
Government officials, or employees, 16 $ 13.320
Business, subsidizing of, 16 & 13.2260
Business status, advantages or connections, misrepresenting, 16 $$ 13.1360-
13.1570
Coercion:
Coercing and intimidating, of competitors, customers, distributors,
suppliers, publishers, etc., 16 $$ 13.340–13.385 Conspiring to secure competitive business coercively and reciprocally,
16 $ 13.480 Combining or conspiring, to engage in unfair or unlawful trade practices,
16 $$ 13.290, 13.390–13.495
Commercializing:
Governmental matter, confidential or restricted; commercializing im-
properly, 16 & 13.500
Military or naval, commercializing unsanctioned, 16 § 13.505
Competition, conspiring to eliminate, 16 $$ 13.340–13.495
Competitors:
Appropriating values of, 16 & 13.300
Coercing and intimidating, 16 $$ 13.340–13.385
Contracts with customers, employees, landlords; inducing breach of
16 $$ 13.1060-13.1075
Cutting off access to customers or market, 16 $$ 13.540–13.605
Cutting off supplies or service, 16 $$ 13.610–13.660
Disparaging competitors and their products, 16 $$ 13.895–13.955
Enticing away employees, 16 § 13.1050
Interfering with competitors or their goods, 16 $$ 13.1085–13.1090
Simulating competitor or product thereof, 16 $f 13.2200-13.2245
Spying on, 16 & 13.2250
Stock of, acquiring of, 16 & 13.5
Values of, appropriating, 16 $ 13.300
Concealing certain required marking. See Marking.
Confidential or restricted information or matter:
Acquiring confidential information unfairly, 16 $ 13.1
Governmental matter, confidential or restricted:
Commercializing improperly, 16 $$ 13.500, 13.505
Publishing improperly, 16 $ 13.2110
Conspiring or combining, to engage in unfair or unlawful trade practices
with respect to prices, competition, monopoly, deception, etc., 16
$$ 13.290, 13.390–13.495
Contest schemes, using unfairly, 16 & 13.2270
Contracts, competitors'; inducing breach of, 16 $$ 13.1060-13.1075
Controlling:
Goods' destination or use, after purchase, 16 $ 13.530
Sellers' suppliers, controlling unfairly, 16 $ 13.535
Corrections or adjustments, delaying or withholding, 16 $ 13.675
Cost; selling below cost, 16 S 13.2180
Federal Trade Commission-Continued
Cease and desist orders-Continued
Credit allowance adjustment, conspiring to force, 16 & 13.435
Customers:
Bribing employees of, 16 $$ 13.305-13.325
Coercing and intimidating, 16 $$ 13.340-13.385
Competitors' contracts with; inducing breach of, 16 $$ 13.1060-13.1075
Cutting off competitors' or others' access to, 16 $$ 13.540–13.605
Enforcing dealings with, or payments, wrongfully, 16 § 13.1045
Spying on, 16 $ 13.2250
Cutting off competitors' or others' access to customers or market, 16
$S 13.540-13.605
Cutting off competitors' or others' supplies or service, 16 $$13.610–13.660
Cutting prices arbitrarily, 16 § 13.665
Dealing on exclusive and tying basis, 16 § 13.670
Dealings or payments, enforcing wrongfully, 16 § 13.1045
Deception or misrepresentation:
Conspiring to sell products deceptively, 16 $ 13.490
Deceptive inducements to purchase or deal, offering of, 16 $$ 13.1910–
13.2090
Deceptively opposing Government fostered distributive mechanisms or
programs, 16 S 13.2100 Deceptively or unfairly neglecting to make material disclosures, 16
$$ 13.1840-13.1905
Furnishing means and instrumentalities of deception or misrepresen-
tation, 16 $ 13.1055
Misrepresenting oneself or goods, 16 $$ 13.1360–13.1838
Securing information deceptively, 16 § 13.2168
Delaying or withholding corrections or adjustments, 16 § 13.675
Delivered price systems. See Prices.
Delivering short measure, 16 § 13.680
Discriminate, conspiring to, 16 § 13.405
Disparaging competitors and their products, 16 $$ 13.895-13.1040
Distribution or dealing, conspiring to limit to regular, established, or
acceptable channels or classes, 16 & 13.450
Distribution mechanisms and programs, Government fostered; opposing
unfairly or deceptively, 16 § 13.2100
Employees, of competitors or customers. See Competitors; Customers.
Enforcing dealings or payments wrongfully, 16 $ 13.1045
Enticing away competitors' employees, 16 § 13.1050
Exclusive and tying basis, dealing on, 16 & 13.670
Flammable wear; importing, selling or transporting, 16 & 13.1057
Foreign source marking, concealing or obliterating, 16 $ 13.515
Geographical zone price systems. See Prices.
Goods:
Competitors' goods:
Disparaging, 16 $ $ 13.960–13.1040
Interfering with, 16 $$ 13.1095–13.1105
Conspiring to sell deceptively, etc., 16 $$ 13.340–13.495
Controlling destination or use of, after purchase, 16 § 13.530
Marking of. See Marking.
Misrepresenting of, 16 $$ 13.1575–13.1775
Name; using misleading name, 16 $$ 13.2280–13.2355
Shipping of, in excess of or without order, for payment demand,
16 $ 13.2195
Simulating product of competitor or another, 16 $$ 13.2200-13.2245
Government programs, information, employees, etc.;
Confidential or restricted matter:
Commercializing improperly, 16 $S 13.500, 13.505
Publishing improperly, 16 § 13.2110
Distributive mechanisms or programs, Government fostered; opposing
unfairly or deceptively, 16 $ 13.2100
Officials or employees:
Bribing of, 16 § 13.320
Commercializing, unsanctioned, the military or naval, 16 $ 13.505 Rate advantages, conspiring to nullify, 16 $ 13.460
Federal Trade Commission-Continued
Cease and desist orders-Continued
Indorsements or testimonials, claiming falsely, 16 § 13.330
Inducements to purchase or deal; offering unfair, improper or deceptive
inducements, 16 $$ 13.1910–13.2090
Information:
Confidential or restricted. See Confidential or restricted information
or matter.
Securing information deceptively, 16 & 13.2168
Infringement suits, threatening of, not in good faith, 16 $ 13.2265
Interfering with competitors or their goods, 16 $$ 13.1080–13.1105
Intimidating. See Coercing and intimidating.
Labeling; mislabeling, 16 $$ 13.1170–13.1355
Lottery devices, using or selling, 16 $$ 13.2470–13.2480
Maintaining resale prices, 16 $$ 13.1110–13.1167
Marking of products:
Concealing or obliterating law required and informative marking,
16 8 8 13.510–13.525
Misbranding or mislabeling, 16 $$ 13.1170_13.1355
Military titles, uniforms, confidential information, etc.; commercializing
unsanctioned, 16 $ 13.505
Mislabeling or misbranding, 16 $$ 13.1170–13.1355
Misleading name, using of, 16 $$ 13.2275–13.2465
Misrepresentation. See Deception or misrepresentation.
Monopoly, conspiring to maintain, 16 $$ 13.455, 13.470
Name, misleading; using of, 16 $$ 13.2275–13.2465
Naval titles, uniforms, confidential information, etc.; commercializing
unsanctioned, 16 & 13.505
Neglecting, unfairly deceptively, to make material disclosure,
16 $ 13.1840-13.1905
Orders:
Securing orders falsely or misleadingly, 16 & 13.2175
Shipping goods in excess of or without order, for payment demand,
16 8 13.2195
Passing off, 16 $ 13.2105
Patents, rights or privileges:
Conspiring to pool, 16 $ 3.465
Using unlawfully, 16 $$ 13.2485–13.2515
Payment demand; shipping goods for, in excess of or without order,
16 | 13.2195
Payments or dealings, enforcing wrongfully, 16 & 13.1045
Price quotations. See Prices.
Prices:
Conspiring or combining to fix, enhance, maintain, etc., 16 $$ 13.390–
13.495
Cutting arbitrarily, 16 § 13.665
Discrimination; various price systems (basing point, delivered, geo-
graphical zone), etc.: Misrepresenting, 16 $$ 13.1780-13.1835
Under section 2, Clayton Act, 16 $$ 13.685–13.855
Under section 5, Federal Trade Commission Act, 16 $$ 13.860–13.890
Resale prices, maintaining of, 16 $$ 13.1110–13.1167
Selling below cost, 16 $ 13,2180
Sham or fictitious bids or price quotations, submitting of, 16 $$ 13.495,
13.2255
Systematic price matching basis (basing points and delivered price
systems, etc.) selling and quoting on, 16 $$ 13.2185-13.2190
Promotional sales plans, 16 § 13.1830
Publishing, improperly, confidential or restricted Governmental matter,
16 13.2110
Quotations, sham or fictitions. See Prices.
Rate advantages, Government, conspiring to nullify, 16 $ 13.460
Representatives or agents, securing falsely or misleadingly, 16 $$ 13.2115–
13.2165
Resale prices, maintaining of, 16 $$ 13.1110–13.1167
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