Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974
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additional amendments appears appropriate Association authority bank regulatory basis believe bill Board brokers certificate Chairman Chicago clearing agency Commission Committee communications companies concerned Congress continue corporations cost CURTIS customers dated dealers deposit directors effect enforcement entities establish examination Federal Reserve feel firms functions funds give Group hearing House individual institutions interest investment investors issues John laws legislation letter Moss necessary objective officers operations organized participants performance person position present president problems processing proposed question rates reason receive recommendations record regard regional registered regulation regulatory agencies require respect responsibility rules securities depository securities industry securities transactions settlement shares standards statement Subcommittee Thank things tion trade transfer agents trust views York YOUNG