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SECURITIES EXCHANGE ACT AMENDMENTS OF 1973

HEARINGS

BEFORE TIIE

SUBCOMMITTEE ON COMMERCE AND FINANCE

OF THE

COMMITTEE ON

HOUSE OF REPRESENTATIVES

NINETY-THIRD CONGRESS

FIRST SESSION

ON

H.R. 5050 and H.R. 340

BILLS TO AMEND THE SECURITIES EXCHANGE ACT OF
1934; TO PROVIDE AUTHORIZATIONS FOR APPROPRIA-
TIONS FOR THE SECURITIES AND EXCHANGE COMMIS-
SION FOR FISCAL YEARS 1974, 1975, AND 1976; AND FOR

OTHER PURPOSES

JUNE 5, 6, 7, 8, 11, 12, 13, 14, 15, 27, 28, AND 29 ; JULY 19, 20, 27, AND 31;

Serial No. 93–54

Printed for the use of the
Committee on Interstate and Foreign Commerce

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON : 1974

20–306 0

COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE

HARLEY 0. STAGGERS, West Virginia, Chairman TORBERT H. MACDONALD, Massachusetts SAMUEL L. DEVINE, Ohio JOHN JARMAN, Oklahoma

ANCHER NELSEN, Minnesota JOHN E. MOSS, California

JAMES T. BROYHILL, North Carolina JOHN D. DINGELL, Michigan

JAMES HARVEY, Michigan PAUL G. ROGERS, Florida

TIM LEE CARTER, Kentucky LIONEL VAN DEERLIN, California

CLARENCE J. BROWN, Ohio J. J. PICKLE, Texas

DAN KUYKENDALL, Tennessee FRED B. ROONEY, Pennsylvania

JOE SKUBITZ, Kansas JOHN M. MURPHY, New York

JAMES F. HASTINGS, New York
DAVID E. SATTERFIELD III, Virginia JAMES M. COLLINS, Texas
BROCK ADAMS, Washington

LOUIS FREY, JR., Florida
W. S. (BILL) STUCKEY, JR., Georgia JOHN WARE, Pennsylvania
PETER N. KYROS, Maine

JOHN Y. MCCOLLISTER, Nebraska
BOB ECKHARDT, Texas

DICK SHOUP, Montana RICHARDSON PREYER, North Carolina BARRY M. GOLDWATER, JR., California BERTRAM L. PODELL, New York

NORMAN F. LENT, New York HENRY HELSTOSKI, New Jersey

H. JOHN HEINZ III, Pennsylvania JAMES W. SYMINGTON, Missouri

WILLIAM H. HUDNUT III, Indiana CHARLES J. CARNEY, Ohio

SAMUEL H. YOUNG, Illinois
RALPH H. METCALFE, Illinois
GOODLOE E. BYRON, Maryland
WILLIAM R. ROY, Kansas
JOHN BRECKINRIDGE, Kentucky

W. E. WILLIAMSON, Clerk
KENNETH J. PAINTER, Assistant Clerk

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SUBCOMMITTEE ON COMMERCE AND FINANCE

JOHN E. MOSS, California, Chairman W. S. (BILL) STUCKEY, JR., Georgia JAMES T. BROYHILL, North Carolina BOB ECKHARDT, Texas

JOHN WARE, Pennsylvania HENRY HELSTOSKI, New Jersey

JOHN Y. McCOLLISTER, Nebraska JOHN BRECKINRIDGE, Kentucky

SAMUEL H. YOUNG, Illinois

(II)

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