Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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1759 페이지
... H. , industry director , New York Stock Exchange ---- 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel , American Bankers Association .. 783 , 1925 ( III ) Statement of - Continued Bevis , Herman W. , member.
... H. , industry director , New York Stock Exchange ---- 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel , American Bankers Association .. 783 , 1925 ( III ) Statement of - Continued Bevis , Herman W. , member.
1760 페이지
... Association . Blanchard , Alan , Acting Executive Director - Designate , Securities and Exchange Commission .... 1824 , 1872 761 401 Boyd , Michael , vice president and associate general counsel , Donald- son , Lufkin & Jenrette , Inc ...
... Association . Blanchard , Alan , Acting Executive Director - Designate , Securities and Exchange Commission .... 1824 , 1872 761 401 Boyd , Michael , vice president and associate general counsel , Donald- son , Lufkin & Jenrette , Inc ...
1761 페이지
... Association of Securities Dealers , Inc. 577 Mason , Paul , Jr. , associate general counsel , American Life Insurance Association . 761 1925 1457 1 Milburn , William G. , American Bankers Association_ Morin , Charles H. , counsel ...
... Association of Securities Dealers , Inc. 577 Mason , Paul , Jr. , associate general counsel , American Life Insurance Association . 761 1925 1457 1 Milburn , William G. , American Bankers Association_ Morin , Charles H. , counsel ...
1762 페이지
... Association . Thomas , Walter F. , chairman , steering committee , New York Clear- ing House Association___ Tobin , Michael E. , president , Midwest Stock Exchange , Inc__ Vinyard , Walter D. , Jr. , counsel , Washington office ...
... Association . Thomas , Walter F. , chairman , steering committee , New York Clear- ing House Association___ Tobin , Michael E. , president , Midwest Stock Exchange , Inc__ Vinyard , Walter D. , Jr. , counsel , Washington office ...
1763 페이지
... Association of Investment Brokers , letter dated August 7 , 1973 , from Merrill J. Chapman , president , to Chairman Moss , with attachments consisting of suggested language and rationale therefor for section 15 ( b ) ( 8 ) ( D ) _ ...
... Association of Investment Brokers , letter dated August 7 , 1973 , from Merrill J. Chapman , president , to Chairman Moss , with attachments consisting of suggested language and rationale therefor for section 15 ( b ) ( 8 ) ( D ) _ ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange