Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
70개의 결과 중 1 - 5개
1759 페이지
... board and president , Auerbach , Pollak & Richardson , Inc___ . 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice . 1525 Bayless , James L. , president , Rauscher Pierce Securities Corp ...
... board and president , Auerbach , Pollak & Richardson , Inc___ . 1377 Baker , Donald I. , Director of Policy Planning , Antitrust Division , Department of Justice . 1525 Bayless , James L. , president , Rauscher Pierce Securities Corp ...
1760 페이지
... board , American Stock Exchange , Inc. 535 , 801 Kreps , Ms. Juanita M. , Ph . D. , public director , New York Stock Exchange ... 867 , 887 Landau , I. , member , Corporate Trust Activities Committee , Trust Division , American Bankers ...
... board , American Stock Exchange , Inc. 535 , 801 Kreps , Ms. Juanita M. , Ph . D. , public director , New York Stock Exchange ... 867 , 887 Landau , I. , member , Corporate Trust Activities Committee , Trust Division , American Bankers ...
1761 페이지
... board of directors , New York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs_ O'Neill , James J. , executive director , the Committee of Publicly Owned Companies Owens ...
... board of directors , New York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs_ O'Neill , James J. , executive director , the Committee of Publicly Owned Companies Owens ...
1762 페이지
... board , Weeden & Co .... Weeden , John D. , executive vice president , Weeden & Co ----- - Weithers , John G. , executive vice president , Midwest Stock Exchange , Inc. 1543 1543 , 1549 499 Wetherill , Elkins , president , PBW Stock ...
... board , Weeden & Co .... Weeden , John D. , executive vice president , Weeden & Co ----- - Weithers , John G. , executive vice president , Midwest Stock Exchange , Inc. 1543 1543 , 1549 499 Wetherill , Elkins , president , PBW Stock ...
1763 페이지
... board of governors - biographical data . Letter dated September 6 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to questions re size of average transaction on Amex during past 5 years , and comparative impact on ...
... board of governors - biographical data . Letter dated September 6 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to questions re size of average transaction on Amex during past 5 years , and comparative impact on ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange