Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
31개의 결과 중 1 - 5개
1761 페이지
... board of directors , New York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National ... Federal Reserve System - Sommer , A. A. , Jr. , member , board of governors , National Association of Securities Dealers ...
... board of directors , New York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National ... Federal Reserve System - Sommer , A. A. , Jr. , member , board of governors , National Association of Securities Dealers ...
1766 페이지
... Chairman Moss .. Justice Department : Letter dated October 8 , 1973 , from ... Board and the Public " . 1521 Article from the Wall Street Journal , May 10 ... Federal Reserve regulation T , and the responses thereto ... 1515 1522 1516 ...
... Chairman Moss .. Justice Department : Letter dated October 8 , 1973 , from ... Board and the Public " . 1521 Article from the Wall Street Journal , May 10 ... Federal Reserve regulation T , and the responses thereto ... 1515 1522 1516 ...
1770 페이지
... board . Nash , Gordon , counsel . Poser , Norman S. , senior vice president , policy planning . Association of ... Federal Reserve System , Frederic Solomon , Director , Division of Supervision and Regulation , Board of Governors ...
... board . Nash , Gordon , counsel . Poser , Norman S. , senior vice president , policy planning . Association of ... Federal Reserve System , Frederic Solomon , Director , Division of Supervision and Regulation , Board of Governors ...
1791 페이지
... Federal Reserve Board , and we suggest that this be made clear . In addition , we suggest that the bill be modified to permit the Commission to make such information available to other government agencies when needed for the performance ...
... Federal Reserve Board , and we suggest that this be made clear . In addition , we suggest that the bill be modified to permit the Commission to make such information available to other government agencies when needed for the performance ...
1798 페이지
... Federal banking regulatory agencies . This can create problems . If a depository is organized as a bank , and a member of the Federal Reserve System , it must meet requirements established by the Federal Reserve Board in order to remain ...
... Federal banking regulatory agencies . This can create problems . If a depository is organized as a bank , and a member of the Federal Reserve System , it must meet requirements established by the Federal Reserve Board in order to remain ...
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange