Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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100개의 결과 중 1 - 5개
1759 페이지
... Securities Corp. 1457 , 1471 Becker , George R. , chairman , Midwest Stock Exchange , Inc ... 499 Berl , Warren H. , industry director , New York Stock Exchange ---- 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel ...
... Securities Corp. 1457 , 1471 Becker , George R. , chairman , Midwest Stock Exchange , Inc ... 499 Berl , Warren H. , industry director , New York Stock Exchange ---- 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel ...
1760 페이지
... Securities and Exchange Commission .... 1824 , 1872 761 401 Boyd , Michael , vice president and associate general counsel , Donald- son , Lufkin & Jenrette , Inc .-- . 1738 Calvin , Donald L. , vice president , New York Stock Exchange ...
... Securities and Exchange Commission .... 1824 , 1872 761 401 Boyd , Michael , vice president and associate general counsel , Donald- son , Lufkin & Jenrette , Inc .-- . 1738 Calvin , Donald L. , vice president , New York Stock Exchange ...
1761 페이지
... Stock Exchange , Inc. 535 , 801 Needham , James J. , chairman , board of directors , New York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs_ O'Neill , James J. , executive ...
... Stock Exchange , Inc. 535 , 801 Needham , James J. , chairman , board of directors , New York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs_ O'Neill , James J. , executive ...
1762 페이지
... Stock Exchange , Inc. 1543 1543 , 1549 499 Wetherill , Elkins , president , PBW Stock Exchange , Inc. Whitehead , John C. , chairman , Securities Industry Association . Whitten , Stanley , Washington area representative , Association of ...
... Stock Exchange , Inc. 1543 1543 , 1549 499 Wetherill , Elkins , president , PBW Stock Exchange , Inc. Whitehead , John C. , chairman , Securities Industry Association . Whitten , Stanley , Washington area representative , Association of ...
1763 페이지
... Stock Exchange , Inc .: Page 568 , 815 Amex board of governors - biographical data . Letter dated September 6 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to questions re size of average transaction on Amex ...
... Stock Exchange , Inc .: Page 568 , 815 Amex board of governors - biographical data . Letter dated September 6 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to questions re size of average transaction on Amex ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange