Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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1761 페이지
... Subcommittee on Commerce and Finance. V Statement of - Continued McKay , Peter H. , executive officer , Bradford Computer & Systems , Page Inc 1807 Macklin , Gordin S. , president , National Association of Securities Dealers , Inc. 577 ...
... Subcommittee on Commerce and Finance. V Statement of - Continued McKay , Peter H. , executive officer , Bradford Computer & Systems , Page Inc 1807 Macklin , Gordin S. , president , National Association of Securities Dealers , Inc. 577 ...
1763 페이지
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued American Stock Exchange , Inc .: Page 568 , 815 Amex board of governors - biographical data . Letter dated September 6 , 1973 , from Paul ...
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued American Stock Exchange , Inc .: Page 568 , 815 Amex board of governors - biographical data . Letter dated September 6 , 1973 , from Paul ...
1765 페이지
... Subcommittee on Commerce and Finance. IX Additional material supplied for the record by - Continued Independent Brokers - Dealers Trade Association - Continued Statement of Raymond W. Cocchi , president , before the Subcom- mittee on ...
... Subcommittee on Commerce and Finance. IX Additional material supplied for the record by - Continued Independent Brokers - Dealers Trade Association - Continued Statement of Raymond W. Cocchi , president , before the Subcom- mittee on ...
1766 페이지
... Subcommittee on Insurance and Protection _ _ _ _ . Report and recommendations concerning a financial industry number system ( FINS ) . Statement before the Subcommittee on Securities , Senate Com- mittee on Banking , Housing and Urban ...
... Subcommittee on Insurance and Protection _ _ _ _ . Report and recommendations concerning a financial industry number system ( FINS ) . Statement before the Subcommittee on Securities , Senate Com- mittee on Banking , Housing and Urban ...
1767 페이지
... Subcommittee on Commerce and Finance. XI Additional material supplied for the record by - Continued National Shareholders Association - Continued Letter dated August 3 , 1970 , from John J. Mulcahy , Jr. , president , NYSE , to Mr ...
... Subcommittee on Commerce and Finance. XI Additional material supplied for the record by - Continued National Shareholders Association - Continued Letter dated August 3 , 1970 , from John J. Mulcahy , Jr. , president , NYSE , to Mr ...
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange