Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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... York DAVID E. SATTERFIELD III , Virginia BROCK ADAMS , Washington W. S. ( BILL ) STUCKEY , JR . , Georgia PETER N. KYROS , Maine BOB ECKHARDT , Texas RICHARDSON PREYER , North Carolina BERTRAM L. PODELL , New York HENRY HELSTOSKI , New ...
... York DAVID E. SATTERFIELD III , Virginia BROCK ADAMS , Washington W. S. ( BILL ) STUCKEY , JR . , Georgia PETER N. KYROS , Maine BOB ECKHARDT , Texas RICHARDSON PREYER , North Carolina BERTRAM L. PODELL , New York HENRY HELSTOSKI , New ...
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... Berl , Warren H. , industry director , New York Stock Exchange ---- 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel , American Bankers Association .. 783 , 1925 ( III ) Statement of - Continued Bevis , Herman W. , ...
... Berl , Warren H. , industry director , New York Stock Exchange ---- 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel , American Bankers Association .. 783 , 1925 ( III ) Statement of - Continued Bevis , Herman W. , ...
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... York Stock Exchange . Cary , Professor William L. , Columbia University School of Law , former Chairman , Securities and Exchange Commission . Casey , John L. , president , Investment Counsel Association of America , Inc___ 867 , 873 ...
... York Stock Exchange . Cary , Professor William L. , Columbia University School of Law , former Chairman , Securities and Exchange Commission . Casey , John L. , president , Investment Counsel Association of America , Inc___ 867 , 873 ...
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... York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs_ ... York Stock Exchange . Russo , Thomas A. , counsel , M. A. Schapiro & Co. , Inc. Saul , Ralph S. , industry director ...
... York Stock Exchange . O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs_ ... York Stock Exchange . Russo , Thomas A. , counsel , M. A. Schapiro & Co. , Inc. Saul , Ralph S. , industry director ...
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... York Law Journal , June 11 , 1973 , entitled " Conflict Problem Should Mandate Separation of Manager , Broker " 756 Exhibit A to Mr. Casey's statement - Letter dated April 19 , 1973 , to Chairman Moss , commenting on H.R. 5050 . Exhibit ...
... York Law Journal , June 11 , 1973 , entitled " Conflict Problem Should Mandate Separation of Manager , Broker " 756 Exhibit A to Mr. Casey's statement - Letter dated April 19 , 1973 , to Chairman Moss , commenting on H.R. 5050 . Exhibit ...
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange