Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
35개의 결과 중 1 - 5개
1760 페이지
... Activities Committee , Trust Division , American Bankers Association____ 1925 Lee , John F. , executive vice president , New York Clearing House Association . 1961 Levenson , Alan , Director , Division of Corporation Finance ...
... Activities Committee , Trust Division , American Bankers Association____ 1925 Lee , John F. , executive vice president , New York Clearing House Association . 1961 Levenson , Alan , Director , Division of Corporation Finance ...
1770 페이지
... activities committee , trust division . Milburn , William G. Pingree , Charles A. Theobald , Thomas C. American Insurance Association : Jones , T. Lawrence , president . Vinyard , Walter D. , Jr. , counsel , Washington office . American ...
... activities committee , trust division . Milburn , William G. Pingree , Charles A. Theobald , Thomas C. American Insurance Association : Jones , T. Lawrence , president . Vinyard , Walter D. , Jr. , counsel , Washington office . American ...
1773 페이지
... activities of the national stock exchanges and with those of the New York Stock Exchange in particular . In No- vember 1971 , I urged upon this subcommittee the central point essen- tial to a healthy market : That the securities ...
... activities of the national stock exchanges and with those of the New York Stock Exchange in particular . In No- vember 1971 , I urged upon this subcommittee the central point essen- tial to a healthy market : That the securities ...
1779 페이지
... activities are not coordi- nated into a smooth functioning , efficient nationwide system for the handling of investors ' securities . In general , this situation is the result of various diverse develop- ments in the securities industry ...
... activities are not coordi- nated into a smooth functioning , efficient nationwide system for the handling of investors ' securities . In general , this situation is the result of various diverse develop- ments in the securities industry ...
1788 페이지
... activities of clearing agencies , securities depositories or transfer agents as the Commission finds necessary or appropriate in the public interest or for the protection of investors . We support the need for such rulemaking authority ...
... activities of clearing agencies , securities depositories or transfer agents as the Commission finds necessary or appropriate in the public interest or for the protection of investors . We support the need for such rulemaking authority ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange