Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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62개의 결과 중 1 - 5개
1759 페이지
... appears in parts 1 , 2 , 3 , 4 , and 5 ) June 5 , 1973_ June 6 , 1973___ . June 7 , 1973_ PART 1 June 8 , 1973 . June 11 , 1973_ Page 1 237 271 319 361 PART 2 June 12 , 1973 . 425 June 13 , 1973- 499 June 14 , 1973- 577 June 15 , 1973_- ...
... appears in parts 1 , 2 , 3 , 4 , and 5 ) June 5 , 1973_ June 6 , 1973___ . June 7 , 1973_ PART 1 June 8 , 1973 . June 11 , 1973_ Page 1 237 271 319 361 PART 2 June 12 , 1973 . 425 June 13 , 1973- 499 June 14 , 1973- 577 June 15 , 1973_- ...
1768 페이지
... appearing in New York Times on Janu- ary 22 , 1973 - Exchange Chairman Offers " Fishbowl " Plan to Bring All Securities Transactions Out Into the Open . Schotland , Prof. Roy A. , Georgetown University Law Center , letter dated June 14 ...
... appearing in New York Times on Janu- ary 22 , 1973 - Exchange Chairman Offers " Fishbowl " Plan to Bring All Securities Transactions Out Into the Open . Schotland , Prof. Roy A. , Georgetown University Law Center , letter dated June 14 ...
1773 페이지
... appearing here this morning . He has , however , filed a statement for the record and without objection that statement will be inserted in the record at this point as though read . STATEMENT OF HON . EMANUEL CELLER , FORMER CHAIRMAN ...
... appearing here this morning . He has , however , filed a statement for the record and without objection that statement will be inserted in the record at this point as though read . STATEMENT OF HON . EMANUEL CELLER , FORMER CHAIRMAN ...
1776 페이지
... appears . . . to have thwarted rather than furthered the purposes of the Exchange Act , a result which ap- pears to have important implications under the antitrust laws . " Because the exchange has consistently refused to heed these ...
... appears . . . to have thwarted rather than furthered the purposes of the Exchange Act , a result which ap- pears to have important implications under the antitrust laws . " Because the exchange has consistently refused to heed these ...
1778 페이지
... appearing before you today on behalf of the Securi- ties and Exchange Commission to discuss our views regarding title IV of H.R. 5050. At the outset , I would like to state that the other members of the Commission have considered and ...
... appearing before you today on behalf of the Securi- ties and Exchange Commission to discuss our views regarding title IV of H.R. 5050. At the outset , I would like to state that the other members of the Commission have considered and ...
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additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange