Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
81개의 결과 중 1 - 5개
1782 페이지
... the Com- mission to take whatever steps are within its power to bring about the elimination of the stock certificate as a means of settlement among brokers by December 31 , 1976 . We are in complete agreement with this goal . We 1782.
... the Com- mission to take whatever steps are within its power to bring about the elimination of the stock certificate as a means of settlement among brokers by December 31 , 1976 . We are in complete agreement with this goal . We 1782.
1783 페이지
... certificate at a fixed point in time against the costs which would have to be incurred to achieve it . If Congress fixes a definite timetable , of course , the Commission will undertake to meet it . Section 405 of H.R. 5050 would amend ...
... certificate at a fixed point in time against the costs which would have to be incurred to achieve it . If Congress fixes a definite timetable , of course , the Commission will undertake to meet it . Section 405 of H.R. 5050 would amend ...
1790 페이지
... Commission to the Subcommittee on Commerce and Finance of the House Committee on Interstate and Foreign Commerce , on H.R. 14567 , and S. 3876 ( August 14 , 1972 ) . stock certificate as a means of settlement among brokers by 1790.
... Commission to the Subcommittee on Commerce and Finance of the House Committee on Interstate and Foreign Commerce , on H.R. 14567 , and S. 3876 ( August 14 , 1972 ) . stock certificate as a means of settlement among brokers by 1790.
1791 페이지
... certificate as a means of settlement among brokers by December 31 , 1976 . We are in complete agreement with this goal . We are concerned , however , that the rigidity of a fixed timetable may make it difficult to adapt to circumstances ...
... certificate as a means of settlement among brokers by December 31 , 1976 . We are in complete agreement with this goal . We are concerned , however , that the rigidity of a fixed timetable may make it difficult to adapt to circumstances ...
1792 페이지
... certificates of certain issuers and it would also require an issuer whose securities are registered on a national securities exchange to consolidate in one person the functions of transfer agent and registrar and otherwise to comply ...
... certificates of certain issuers and it would also require an issuer whose securities are registered on a national securities exchange to consolidate in one person the functions of transfer agent and registrar and otherwise to comply ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange