Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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80개의 결과 중 1 - 5개
1762 페이지
... concerning per- centage of securities orders placed by bank trust departments with brokers and number under $ 100,000 or over $ 300,000 ____ . Negotiated commissions paid by First National City Bank , May 1 to June 15 , 1973 . Report of ...
... concerning per- centage of securities orders placed by bank trust departments with brokers and number under $ 100,000 or over $ 300,000 ____ . Negotiated commissions paid by First National City Bank , May 1 to June 15 , 1973 . Report of ...
1765 페이지
... concerning Commission personnel who came to the agency from the executive branch ... Exchange of correspondence between Chairman Moss and Hon . Wright Patman , chairman , House Committee on Banking and Currency , re banks forming ...
... concerning Commission personnel who came to the agency from the executive branch ... Exchange of correspondence between Chairman Moss and Hon . Wright Patman , chairman , House Committee on Banking and Currency , re banks forming ...
1766 페이지
... concerning the publication of disciplinary actions , June 5 , 1973- National Coordinating Group for Comprehensive Securities De- positories : 596 Brochure : Standardization of Funds Settlement for Securities Transactions__ 1853 Letter ...
... concerning the publication of disciplinary actions , June 5 , 1973- National Coordinating Group for Comprehensive Securities De- positories : 596 Brochure : Standardization of Funds Settlement for Securities Transactions__ 1853 Letter ...
1768 페이지
... concerning impo- sition of a tax to encourage reasonable holding period for institu- tional portfolios . Securities ... concern regarding section 405 of H.R. 5050__ . Draft statutory language regarding transfer agent depositories ...
... concerning impo- sition of a tax to encourage reasonable holding period for institu- tional portfolios . Securities ... concern regarding section 405 of H.R. 5050__ . Draft statutory language regarding transfer agent depositories ...
1773 페이지
... concerned with the anti- trust implications of many activities of the national stock exchanges and with those of the New York Stock Exchange in particular . In No- vember 1971 , I urged upon this subcommittee the central point essen ...
... concerned with the anti- trust implications of many activities of the national stock exchanges and with those of the New York Stock Exchange in particular . In No- vember 1971 , I urged upon this subcommittee the central point essen ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange