Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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90개의 결과 중 1 - 5개
1762 페이지
... over $ 300,000 , January - June 1973____ 774 Portfolio turnover in the separate accounts funding pension plans for respondent life companies . 773 Additional material supplied for the record by - Continued American VI.
... over $ 300,000 , January - June 1973____ 774 Portfolio turnover in the separate accounts funding pension plans for respondent life companies . 773 Additional material supplied for the record by - Continued American VI.
1764 페이지
... funds , with attachments consisting of sec . 45-88 Investment of Trust Funds and Public Act 73-594 of Connecticut__ Letter dated October 4 , 1973 , from I. F. Smith , Chief Investment Officer , to Chairman Moss , regarding practice on ...
... funds , with attachments consisting of sec . 45-88 Investment of Trust Funds and Public Act 73-594 of Connecticut__ Letter dated October 4 , 1973 , from I. F. Smith , Chief Investment Officer , to Chairman Moss , regarding practice on ...
1765 페이지
... funds for SEC budget . Letter dated June 22 , 1973 , from Congressman Stuckey , to John C. Whitehead , chairman , Securities Industry Association , re fixed minimum rates , institutional membership , and con- trasting confidence level ...
... funds for SEC budget . Letter dated June 22 , 1973 , from Congressman Stuckey , to John C. Whitehead , chairman , Securities Industry Association , re fixed minimum rates , institutional membership , and con- trasting confidence level ...
1766 페이지
... Funds Settlement for Securities Transactions__ 1853 Letter dated November 17 , 1972 , from National Clearing Corp. to Joseph P. Coriaci , chairman , working committee , presenting findings and recommendations of Subcommittee on ...
... Funds Settlement for Securities Transactions__ 1853 Letter dated November 17 , 1972 , from National Clearing Corp. to Joseph P. Coriaci , chairman , working committee , presenting findings and recommendations of Subcommittee on ...
1767 페이지
... funds . 1720 PBW Stock Exchange , Inc. , letter dated June 22 , 1973 , from Carl W. Schneider , special counsel , to Chairman Moss , re proposed sec- tion 6A ... 649 Schapiro , M. A. , & Co. , Inc .: Article from New York Times ...
... funds . 1720 PBW Stock Exchange , Inc. , letter dated June 22 , 1973 , from Carl W. Schneider , special counsel , to Chairman Moss , re proposed sec- tion 6A ... 649 Schapiro , M. A. , & Co. , Inc .: Article from New York Times ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange