Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
58개의 결과 중 1 - 5개
1786 페이지
... reason of safekeeping or other functions commonly performed by them on the date of the enactment of this paragraph . Some depositories are presently organized as limited purpose trust companies . Subsection ( b ) of proposed Section 17A ...
... reason of safekeeping or other functions commonly performed by them on the date of the enactment of this paragraph . Some depositories are presently organized as limited purpose trust companies . Subsection ( b ) of proposed Section 17A ...
1791 페이지
... reasons set forth below . As to the latter type of filings , the existing provisions of Section 24 have worked well , and there seems no need to disturb them in legislation dealing with securities processing . We accordingly suggest ...
... reasons set forth below . As to the latter type of filings , the existing provisions of Section 24 have worked well , and there seems no need to disturb them in legislation dealing with securities processing . We accordingly suggest ...
1792 페이지
... reason for the difference in these two provisions . 8 While the Commission does not object to congressional committees having access to information contained in the Commission's files , it believes , for the reasons set forth in ...
... reason for the difference in these two provisions . 8 While the Commission does not object to congressional committees having access to information contained in the Commission's files , it believes , for the reasons set forth in ...
1793 페이지
... reasons for maintaining a separate registrar to monitor the number of shares authorized and outstanding . In addition , we believe that the Commission's rulemaking power to assure the prompt and accurate processing and settlement of ...
... reasons for maintaining a separate registrar to monitor the number of shares authorized and outstanding . In addition , we believe that the Commission's rulemaking power to assure the prompt and accurate processing and settlement of ...
1798 페이지
... reasons why we would want to inspect ; policymaking reasons or for the purpose of referral of proposed legislative ... reason for authority to be granted in this legisla- . tion . If the Federal Reserve Board were to determine that ...
... reasons why we would want to inspect ; policymaking reasons or for the purpose of referral of proposed legislative ... reason for authority to be granted in this legisla- . tion . If the Federal Reserve Board were to determine that ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange