Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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36개의 결과 중 1 - 5개
1764 페이지
... recommendations _ _ 1660 Letter dated August 13 , 1973 , from B. F. Siegel , staff counsel , to Chairman Moss , discussing percentage of trades of $ 300,000 or over handled by investment firms among the first 10 percent in size ... 1672 ...
... recommendations _ _ 1660 Letter dated August 13 , 1973 , from B. F. Siegel , staff counsel , to Chairman Moss , discussing percentage of trades of $ 300,000 or over handled by investment firms among the first 10 percent in size ... 1672 ...
1766 페이지
... recommendations of Subcommittee on Insurance and Protection _ _ _ _ . Report and recommendations concerning a financial industry number system ( FINS ) . Statement before the Subcommittee on Securities , Senate Com- mittee on Banking ...
... recommendations of Subcommittee on Insurance and Protection _ _ _ _ . Report and recommendations concerning a financial industry number system ( FINS ) . Statement before the Subcommittee on Securities , Senate Com- mittee on Banking ...
1767 페이지
... Recommendations regarding foreign access to the U.S. se- curities markets .. The Urgent Need for a Securities Commission Rate Adjust- ment in an Inflationary Setting , a report to the Securities and Exchange Commission _ _ . Equal or ...
... Recommendations regarding foreign access to the U.S. se- curities markets .. The Urgent Need for a Securities Commission Rate Adjust- ment in an Inflationary Setting , a report to the Securities and Exchange Commission _ _ . Equal or ...
1782 페이지
... recommendation in the Senate also they did not accept our suggestion . We would like to make the recommendation here also that the securities depository or clearing agency be the one to accept the comments . We believe the Commission ...
... recommendation in the Senate also they did not accept our suggestion . We would like to make the recommendation here also that the securities depository or clearing agency be the one to accept the comments . We believe the Commission ...
1792 페이지
... recommendation for conformity is limited to the applicable standards for judging confidential treatment and not to the types of information as to which the standards would apply . Thus , under the Securities Act , confidential treat ...
... recommendation for conformity is limited to the applicable standards for judging confidential treatment and not to the types of information as to which the standards would apply . Thus , under the Securities Act , confidential treat ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange