Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
도서 본문에서
100개의 결과 중 1 - 5개
1780 페이지
... securities depositories , and transfer agents organized as banks , and to enforce the standards applicable to these entities , should be vested in either the bank regulatory agencies or the Commission . The approach embodied in S. 2058 ...
... securities depositories , and transfer agents organized as banks , and to enforce the standards applicable to these entities , should be vested in either the bank regulatory agencies or the Commission . The approach embodied in S. 2058 ...
1781 페이지
... depository . At present , depositories have developed sepa- rately from transfer agents , both because of the large number of trans- fer agents which serve individual issuers of securities , and because , at their inception , depositories ...
... depository . At present , depositories have developed sepa- rately from transfer agents , both because of the large number of trans- fer agents which serve individual issuers of securities , and because , at their inception , depositories ...
1782 페이지
... securities depository or clearing agency be the one to accept the comments . We believe the Commission should also be able to ask for additional comments , but we believe we should have those submitted to us by the securities depository ...
... securities depository or clearing agency be the one to accept the comments . We believe the Commission should also be able to ask for additional comments , but we believe we should have those submitted to us by the securities depository ...
1783 페이지
... securities effected through the facilities of a registered clearing agency or depository , or upon the delivery or transfer of securities effected through such agency or depository , un- less such changes would otherwise be taxable if ...
... securities effected through the facilities of a registered clearing agency or depository , or upon the delivery or transfer of securities effected through such agency or depository , un- less such changes would otherwise be taxable if ...
1785 페이지
... securities handling process and which traditionally have been sub- ject to ... securities transactions could best be fulfilled if depositories and clearing agencies ... depository . At present , depositories have developed separately from ...
... securities handling process and which traditionally have been sub- ject to ... securities transactions could best be fulfilled if depositories and clearing agencies ... depository . At present , depositories have developed separately from ...
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자주 나오는 단어 및 구문
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange