Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974
다른 사람들의 의견 - 서평 쓰기
서평을 찾을 수 없습니다.
기타 출판본 - 모두 보기
Active addition adopted amending American Association auction auction market authority average banks believe block broker brokerage capital central market system Chairman Commission commission rates Committee competing competitive continue costs dated deal dealer Decision determine directors discussion effect execution existing Floor foreign funds increase indicated institutions interest investment Involved issues less Letter limit listed market makers member firms member organization membership Moss NASD NASDAQ NEEDHAM NYSE offer operations orders Oriented participating period permitted person position possible present problems profits proposed purchase question quotation rates reason received recommendation record registered regulation represented responsibilities result Rule Securities Exchange securities industry sell shares short small investors specialist standards statement subcommittee Table tape third market tion trading transactions United volume York Stock Exchange