Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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... Serial No. 93-52 Printed for the use of the Committee on Interstate and Foreign Commerce SECURITIES EXCHANGE ACT AMENDMENTS OF 1973 HEARINGS BEFORE THE SUBCOMMITTEE. DEPOSITED BY THE UNITED STATES OF AMERICA Front Cover.
... Serial No. 93-52 Printed for the use of the Committee on Interstate and Foreign Commerce SECURITIES EXCHANGE ACT AMENDMENTS OF 1973 HEARINGS BEFORE THE SUBCOMMITTEE. DEPOSITED BY THE UNITED STATES OF AMERICA Front Cover.
853 페이지
... director , New York Stock Exchange ......... . 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel , American Bankers Association__ . 783 , 1925 Statement of - Continued Bevis , Herman W. , member ( III )
... director , New York Stock Exchange ......... . 867 , 893 Bevan , Robert L. , assistant Federal legislative counsel , American Bankers Association__ . 783 , 1925 Statement of - Continued Bevis , Herman W. , member ( III )
854 페이지
... American Life Insurance Association__ Blanchard , Alan , Acting Executive Director - Designate , Securities and Exchange Commission __- 1824 , 1872 761 401 1738 Boyd , Michael , vice president and associate general counsel , Donald- son ...
... American Life Insurance Association__ Blanchard , Alan , Acting Executive Director - Designate , Securities and Exchange Commission __- 1824 , 1872 761 401 1738 Boyd , Michael , vice president and associate general counsel , Donald- son ...
855 페이지
... American Life Insurance Association_ Milburn , William G. , American Bankers Association_ Morin , Charles H. , counsel , Committee for the Martin Report_ . Moss , Hon . John E. , a Representative in Congress from the State of California ...
... American Life Insurance Association_ Milburn , William G. , American Bankers Association_ Morin , Charles H. , counsel , Committee for the Martin Report_ . Moss , Hon . John E. , a Representative in Congress from the State of California ...
856 페이지
... American Bankers Association Thomas , Walter F. , chairman , steering committee , New York Clear- ing House Association ... Tobin , Michael E. , president , Midwest Stock Exchange , Inc. Vinyard , Walter D. , Jr. , counsel , Washington ...
... American Bankers Association Thomas , Walter F. , chairman , steering committee , New York Clear- ing House Association ... Tobin , Michael E. , president , Midwest Stock Exchange , Inc. Vinyard , Walter D. , Jr. , counsel , Washington ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange