Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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... MOSS , California JOHN D. DINGELL , Michigan PAUL G. ROGERS , Florida LIONEL VAN DEERLIN , California J. J. PICKLE , Texas FRED B. ROONEY , Pennsylvania JOHN M. MURPHY , New York DAVID E. SATTERFIELD III , Virginia BROCK ADAMS ...
... MOSS , California JOHN D. DINGELL , Michigan PAUL G. ROGERS , Florida LIONEL VAN DEERLIN , California J. J. PICKLE , Texas FRED B. ROONEY , Pennsylvania JOHN M. MURPHY , New York DAVID E. SATTERFIELD III , Virginia BROCK ADAMS ...
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... Moss , Hon . John E. , a Representative in Congress from the State of California , as read by Hon . W. S. ( Bill ) Stuckey - Page 1807 577 761 1925 1457 1 535 , 801 Nash , Gordon , counsel , American Stock Exchange , Inc .. Needham ...
... Moss , Hon . John E. , a Representative in Congress from the State of California , as read by Hon . W. S. ( Bill ) Stuckey - Page 1807 577 761 1925 1457 1 535 , 801 Nash , Gordon , counsel , American Stock Exchange , Inc .. Needham ...
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... Moss- American Insurance Association : 1929 1770 727 Exhibit A to Mr. Jones ' statement - Proposed subsection ( e ) of section 205 , H.R. 5050_ . 722 Letter dated July 10 , 1973 , from Walter D. Vinyard , Jr. , counsel , to Congressman ...
... Moss- American Insurance Association : 1929 1770 727 Exhibit A to Mr. Jones ' statement - Proposed subsection ( e ) of section 205 , H.R. 5050_ . 722 Letter dated July 10 , 1973 , from Walter D. Vinyard , Jr. , counsel , to Congressman ...
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... Moss , responding to written questions of committee staff . Memorandum commenting on titles II and III of H.R. 5050_- Exhibit A - Letter dated December 22 , 1972 , from Paul Kolton , president , to Chairman Moss , re proposal that ...
... Moss , responding to written questions of committee staff . Memorandum commenting on titles II and III of H.R. 5050_- Exhibit A - Letter dated December 22 , 1972 , from Paul Kolton , president , to Chairman Moss , re proposal that ...
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... Moss .. Connecticut , State of : Letter dated September 7 , 1973 , from I. F. Smith , Chief Invest- ment Officer , Office of the Treasurer , to Chairman Moss , re restrictions on investment of trust funds , with attachments consisting ...
... Moss .. Connecticut , State of : Letter dated September 7 , 1973 , from I. F. Smith , Chief Invest- ment Officer , Office of the Treasurer , to Chairman Moss , re restrictions on investment of trust funds , with attachments consisting ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange