Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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... Needham , James J. , chairman , board of directors , New York Stock Exchange O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs .. O'Neill , James J. , executive director , the Committee of ...
... Needham , James J. , chairman , board of directors , New York Stock Exchange O'Hara , Thomas E. , chairman , board of trustees , National Association of Investment Clubs .. O'Neill , James J. , executive director , the Committee of ...
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... Needham , chairman , NYSE , to John M. Meyer , Jr. , chairman , BASIĆ , referring to certain provisions of BASIC's model bill Memorandum of Comment on title IV of H.R. 5050 . Supplement to Memorandum of Comment .. Text of model bill ...
... Needham , chairman , NYSE , to John M. Meyer , Jr. , chairman , BASIĆ , referring to certain provisions of BASIC's model bill Memorandum of Comment on title IV of H.R. 5050 . Supplement to Memorandum of Comment .. Text of model bill ...
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... Needham , James J. , chairman , board of directors . Roche , James M. , public director . Saul , Ralph S. , industry director . Oppenheimer & Co. , Bernard H. Garil , assistant to the managing partner . Oregon , State of , James A ...
... Needham , James J. , chairman , board of directors . Roche , James M. , public director . Saul , Ralph S. , industry director . Oppenheimer & Co. , Bernard H. Garil , assistant to the managing partner . Oregon , State of , James A ...
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... Needham . Mr. Needham , we will turn the time over to you at this point and you may proceed at your pace after identification , for purposes of the record , of the members of your board and the officers of the exchange . STATEMENT OF A ...
... Needham . Mr. Needham , we will turn the time over to you at this point and you may proceed at your pace after identification , for purposes of the record , of the members of your board and the officers of the exchange . STATEMENT OF A ...
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... NEEDHAM . Thank you , Mr. Chairman , I must comment that I am extremely pleased that the subcommittee is prepared to accept all of these reports , which represent many hours of work on the part of the staff of the board . I appreciate ...
... NEEDHAM . Thank you , Mr. Chairman , I must comment that I am extremely pleased that the subcommittee is prepared to accept all of these reports , which represent many hours of work on the part of the staff of the board . I appreciate ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange