Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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87개의 결과 중 1 - 5개
856 페이지
... Average brokerage fees as a percentage of the dollar value of transactions paid by the First National Bank of Boston .. Letter dated October 5 , 1973 , from Robert L. Bevan , assistant Federal legislative counsel , providing details ...
... Average brokerage fees as a percentage of the dollar value of transactions paid by the First National Bank of Boston .. Letter dated October 5 , 1973 , from Robert L. Bevan , assistant Federal legislative counsel , providing details ...
857 페이지
... average transaction on Amex during past 5 years , and comparative impact on Amex and NYSE of withdrawal of individual investor from the market__ Letter dated September 7 , 1973 , from Paul Kolton , chairman , to Chairman Moss ...
... average transaction on Amex during past 5 years , and comparative impact on Amex and NYSE of withdrawal of individual investor from the market__ Letter dated September 7 , 1973 , from Paul Kolton , chairman , to Chairman Moss ...
863 페이지
... averages . 670 Exhibit 7 - Comparative price / earnings ratios_ Exhibit 8- -Oddlot transactions___ 671 672 Exhibit 9 - Sales and redemptions of mutual funds , 1966–1972 - Exhibit 10 - Stock exchange volume .. 672 673 Exhibit 11 - NYSE ...
... averages . 670 Exhibit 7 - Comparative price / earnings ratios_ Exhibit 8- -Oddlot transactions___ 671 672 Exhibit 9 - Sales and redemptions of mutual funds , 1966–1972 - Exhibit 10 - Stock exchange volume .. 672 673 Exhibit 11 - NYSE ...
986 페이지
... average of 54 per day during the week of June 4-8 , 1973 ( average daily volume of 5.2 million shares and average daily updates by market makers of their quotations of 31,403 ) -the first week for which such figures were analyzed - to an ...
... average of 54 per day during the week of June 4-8 , 1973 ( average daily volume of 5.2 million shares and average daily updates by market makers of their quotations of 31,403 ) -the first week for which such figures were analyzed - to an ...
991 페이지
... Average per previous makers 1 issue period Sample dates 1972 : May 10 . August 4 . 1973 : June 26 . June 29 July 3 . 128 4.6 102 3.6 -21.7 85 3.0 -16.7 85 3.0 0 85 3.0 0 1 Gross basis - i.e . , a dealer making markets in two issues is ...
... Average per previous makers 1 issue period Sample dates 1972 : May 10 . August 4 . 1973 : June 26 . June 29 July 3 . 128 4.6 102 3.6 -21.7 85 3.0 -16.7 85 3.0 0 85 3.0 0 1 Gross basis - i.e . , a dealer making markets in two issues is ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange