Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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861 페이지
... System : Guidelines for investing . Page 1515 1719 Portfolio breakdown _ _ ... central exchange market for listed securities — a discussion paper ... system for listed securities . 1003 19 Extract from article entitled " Our Kind of a ...
... System : Guidelines for investing . Page 1515 1719 Portfolio breakdown _ _ ... central exchange market for listed securities — a discussion paper ... system for listed securities . 1003 19 Extract from article entitled " Our Kind of a ...
862 페이지
... market makers , and the " book " of floor specialist_ Letter dated October 3 , 1973 , from Morris A. Schapiro ... Central Market System , March 29 , 1973 Extract from SEC policy statement referred to by Donald L. Calvin , vice president ...
... market makers , and the " book " of floor specialist_ Letter dated October 3 , 1973 , from Morris A. Schapiro ... Central Market System , March 29 , 1973 Extract from SEC policy statement referred to by Donald L. Calvin , vice president ...
870 페이지
... central market system for listed securi- ties . The exchange staff discussion paper analyzes in considerable detail the many and complex questions which surround the task of develop- ing a central market system . This discussion paper ...
... central market system for listed securi- ties . The exchange staff discussion paper analyzes in considerable detail the many and complex questions which surround the task of develop- ing a central market system . This discussion paper ...
873 페이지
... Central Market System , March 29 , 1973. on page 57 recognized the problem caused by diminished incentives to exchange membership stating : " Under present circumstances , the principal benefit of joining an exchange , other than economic ...
... Central Market System , March 29 , 1973. on page 57 recognized the problem caused by diminished incentives to exchange membership stating : " Under present circumstances , the principal benefit of joining an exchange , other than economic ...
881 페이지
... system " refers , in fact , to a " central market system , " or to some kind of " coordinated system , " or to a federation of stock exchanges . As you know , the New York and Pacific Stock Exchanges have announced the start of ...
... system " refers , in fact , to a " central market system , " or to some kind of " coordinated system , " or to a federation of stock exchanges . As you know , the New York and Pacific Stock Exchanges have announced the start of ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange