Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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850 페이지
Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340... United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance.
Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340... United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance.
855 페이지
... Subcommittee on Commerce and Finance. V Statement of Continued McKay , Peter H. , executive officer , Bradford Computer & Systems , Inc. - Macklin , Gordin S. , president , National Association of Securities Dealers , Inc. Mason , Paul ...
... Subcommittee on Commerce and Finance. V Statement of Continued McKay , Peter H. , executive officer , Bradford Computer & Systems , Inc. - Macklin , Gordin S. , president , National Association of Securities Dealers , Inc. Mason , Paul ...
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... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued Schapiro , M. A. , & Co. , Inc. - Continued Letter dated October 3 , 1973 , from Morris A. Schapiro , presi- dent , to Chairman Moss ...
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued Schapiro , M. A. , & Co. , Inc. - Continued Letter dated October 3 , 1973 , from Morris A. Schapiro , presi- dent , to Chairman Moss ...
863 페이지
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued Securities and Exchange Commission - Continued Page Supplemental budget estimates for fiscal years 1977 and 1978 --- Unconsolidated income ...
... Subcommittee on Commerce and Finance. Additional material supplied for the record by - Continued Securities and Exchange Commission - Continued Page Supplemental budget estimates for fiscal years 1977 and 1978 --- Unconsolidated income ...
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... Subcommittee on Commerce and Finance. devoted a great deal of time and study to H.R. 5050 and to the sub- committee's ... subcommittee's report . We also held special informational meet- ings for the exchange membership - in October 1972 ...
... Subcommittee on Commerce and Finance. devoted a great deal of time and study to H.R. 5050 and to the sub- committee's ... subcommittee's report . We also held special informational meet- ings for the exchange membership - in October 1972 ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange