Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
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863 페이지
... volume - NYSE . 667 668 Exhibit 5 - Leading institutional investors . 669 Exhibit 6 - Comparative stock market averages . 670 Exhibit 7 - Comparative price / earnings ratios_ Exhibit 8- -Oddlot transactions___ 671 672 Exhibit 9 - Sales ...
... volume - NYSE . 667 668 Exhibit 5 - Leading institutional investors . 669 Exhibit 6 - Comparative stock market averages . 670 Exhibit 7 - Comparative price / earnings ratios_ Exhibit 8- -Oddlot transactions___ 671 672 Exhibit 9 - Sales ...
883 페이지
... volume on the New York Stock Exchange has declined by 11 percent compared with vol- ume for the first half of 1972. And the volume on the American Stock Exchange - which has substantially the same roster of member orga- nizations has ...
... volume on the New York Stock Exchange has declined by 11 percent compared with vol- ume for the first half of 1972. And the volume on the American Stock Exchange - which has substantially the same roster of member orga- nizations has ...
888 페이지
... volume of trading despite the generally high level of performance in other industries . The market has been a year of uncertainty for several reasons , including international monetary instability , domestic inflation , and political ...
... volume of trading despite the generally high level of performance in other industries . The market has been a year of uncertainty for several reasons , including international monetary instability , domestic inflation , and political ...
892 페이지
... volume of the transactions on the New York Stock Ex- change are transactions in which the specialist is a dealer on one side or the other . It is safe to say that in about 60 percent of the transactions the public customer , either ...
... volume of the transactions on the New York Stock Ex- change are transactions in which the specialist is a dealer on one side or the other . It is safe to say that in about 60 percent of the transactions the public customer , either ...
894 페이지
... volume in listed securities of the New York Stock Exchange , appear to have had a significant impact on regulatory bodies and Congress . I would like to point out that the third market is largely institu- tional in nature and operates ...
... volume in listed securities of the New York Stock Exchange , appear to have had a significant impact on regulatory bodies and Congress . I would like to point out that the third market is largely institu- tional in nature and operates ...
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Action Oriented amending Amex auction process average banks bid or offer bids and offers block Broker Oriented broker-dealers brokerage firms capital central market system Chairman Moss commission rates Committee competitive commission consolidated tape costs dealer market Decision Makers 000 directors ECKHARDT effect Exchange Commission exchange members exchange rules Exchange's execution Financial Decision Makers foreign fourth market institutions interest investment last sale Letter dated limit orders listed securities market makers market-makers member firms member organization mutual funds NASD NASDAQ national securities exchange NEEDHAM nonmember NYSE member odd-lot dealer operations Oriented Investors Oriented Total percent permitted portfolio position potential investors problems profits proposed public orders purchase quotation system quote registered regulation regulatory revenues ROWEN Securities and Exchange securities industry securities markets self-regulatory sell orders shares short sale short selling statement subcommittee third market tion transactions York Stock Exchange