Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1933 |
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6171 ÆäÀÌÁö
... capital common stock ? Mr. BROWN . Yes , sir . Mr. PECORA . Have you a copy of that application ? Mr. BROWN . No , sir . Mr. PECORA . I show you what purports to be a printed copy thereof , which has been furnished to us by the New York ...
... capital common stock ? Mr. BROWN . Yes , sir . Mr. PECORA . Have you a copy of that application ? Mr. BROWN . No , sir . Mr. PECORA . I show you what purports to be a printed copy thereof , which has been furnished to us by the New York ...
6175 ÆäÀÌÁö
... capital in exchange for which it would receive preferred stock and 10 percent of the authorized common stock of the proposed corporation . After discussion , on motion by Mr. Kies , seconded by Mr. Grimm , and unanimously passed , it ...
... capital in exchange for which it would receive preferred stock and 10 percent of the authorized common stock of the proposed corporation . After discussion , on motion by Mr. Kies , seconded by Mr. Grimm , and unanimously passed , it ...
6180 ÆäÀÌÁö
... capital stock , or a major part of the capital stock , of the Sid Klein Corporatiton , and then in turn the acquisittion by the Ameri- can Commercial Alcohol Corporation of the capital stock of the Spirits Corporation through an ...
... capital stock , or a major part of the capital stock , of the Sid Klein Corporatiton , and then in turn the acquisittion by the Ameri- can Commercial Alcohol Corporation of the capital stock of the Spirits Corporation through an ...
6181 ÆäÀÌÁö
... capital stock ? Mr. BROWN . Well , I wouldn't say that he dictated to the Ameri- can Commercial Alcohol Corporation . But I think we felt at the time it was quite correct , because of the feeling that it would be better for him to ...
... capital stock ? Mr. BROWN . Well , I wouldn't say that he dictated to the Ameri- can Commercial Alcohol Corporation . But I think we felt at the time it was quite correct , because of the feeling that it would be better for him to ...
6184 ÆäÀÌÁö
... capital stock , being 10,000 shares of common stock without par value , of the American Distilling Company ( a Maryland Cor- poration , formerly known as the Spirits Corporation ) . Honorable Angus W. McLean and Sanders , Childs , Bobb ...
... capital stock , being 10,000 shares of common stock without par value , of the American Distilling Company ( a Maryland Cor- poration , formerly known as the Spirits Corporation ) . Honorable Angus W. McLean and Sanders , Childs , Bobb ...
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48 Wall Street ALTSCHUL American Commercial Alcohol amount application bill board of directors borrow brokerage firms brokers BROWN call loans call money market CHAIRMAN Chandler & Co Commercial Alcohol Corporation Committee Exhibit Committee on Banking common stock copy CORCORAN counsel dealer FEBRUARY 23 Federal Trade Commission FERDINAND PECORA governing committee GROESBECK HARRIS interest interstate commerce investors issue JOHNSTON joint account July letter LEVIS Loeb & Co national securities exchange number of shares officers option Participants percent person pool PORTER president provisions purchase question questionnaire record REDMOND registered RESOR Richard Whitney rules and regulations Senator BARKLEY Senator CAREY Senator GORE Senator KEAN short selling sold specialist speculation SPRAGUE statement stock list stockholders street loans Syndicate tion total number transactions WHITNEY WITTER York City York Stock Exchange
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6440 ÆäÀÌÁö - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
6440 ÆäÀÌÁö - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
6526 ÆäÀÌÁö - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
6652 ÆäÀÌÁö - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
6438 ÆäÀÌÁö - For the purpose of any investigation or any other proceeding under this title, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant or material to the inquiry.
6440 ÆäÀÌÁö - Board as to the facts if, supported by evidence, shall be conclusive. If either party shall apply to the court for leave to adduce additional evidence and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for...
7002 ÆäÀÌÁö - Whenever in the judgment of the Commission any person has engaged or is about to engage in any acts or practices which constitute or will constitute a violation...
6543 ÆäÀÌÁö - ... the items or details to be shown in the balance sheet and the earning statement, and the methods to be followed in the preparation of reports, in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income...
6476 ÆäÀÌÁö - It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer...
6728 ÆäÀÌÁö - ... in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income, in the differentiation of investment and operating income, and in the preparation, where the Commission deems it necessary or desirable, of...