Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1933 |
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6172 페이지
... Stock Exchanges with Respect to the Buying and Selling and th United States. Congress. Senate. Committee on Banking ... common stock , on account of the purchase of assets for which it is now negotiating and which may be acquired in the ...
... Stock Exchanges with Respect to the Buying and Selling and th United States. Congress. Senate. Committee on Banking ... common stock , on account of the purchase of assets for which it is now negotiating and which may be acquired in the ...
6174 페이지
... Stock Exchanges with Respect to the Buying and Selling and th United States. Congress. Senate. Committee on Banking and ... common stock , as stated in the mintues of the committee , and as to which a listing application had been made to ...
... Stock Exchanges with Respect to the Buying and Selling and th United States. Congress. Senate. Committee on Banking and ... common stock , as stated in the mintues of the committee , and as to which a listing application had been made to ...
6175 페이지
... stock , which is all of the preferred stock outstanding , and that we have 50 percent of the original common stock . Mr. PECORA . That is , of the Sid Klein Corporation ? Mr. BROWN . Yes , sir . And that corporation , of course , is ...
... stock , which is all of the preferred stock outstanding , and that we have 50 percent of the original common stock . Mr. PECORA . That is , of the Sid Klein Corporation ? Mr. BROWN . Yes , sir . And that corporation , of course , is ...
6176 페이지
... shares of no par common stock ; that the Spirits Corporation had made and contracted with Mr. Klein for the purchase of 2,000 shares of the preferred stock of the Sid Klein Corporation for $ 200,000 , payable on delivery of said preferred ...
... shares of no par common stock ; that the Spirits Corporation had made and contracted with Mr. Klein for the purchase of 2,000 shares of the preferred stock of the Sid Klein Corporation for $ 200,000 , payable on delivery of said preferred ...
6181 페이지
... Stock Exchanges with Respect to the Buying and Selling and th United States ... stock ? Mr. BROWN . Well , I wouldn't say that he dictated to the Ameri- can ... common stock . Of the preferred stock , 2,000 shares had been issued , and ...
... Stock Exchanges with Respect to the Buying and Selling and th United States ... stock ? Mr. BROWN . Well , I wouldn't say that he dictated to the Ameri- can ... common stock . Of the preferred stock , 2,000 shares had been issued , and ...
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48 Wall Street ALTSCHUL American Commercial Alcohol amount application bill board of directors borrow brokerage firms brokers BROWN call loans call money market CHAIRMAN Chandler & Co Commercial Alcohol Corporation Committee Exhibit Committee on Banking common stock copy CORCORAN counsel dealer FEBRUARY 23 Federal Trade Commission FERDINAND PECORA governing committee GROESBECK HARRIS interest interstate commerce investors issue JOHNSTON joint account July letter LEVIS Loeb & Co national securities exchange number of shares officers option Participants percent person pool PORTER president provisions purchase question questionnaire record REDMOND registered RESOR Richard Whitney rules and regulations Senator BARKLEY Senator CAREY Senator GORE Senator KEAN short selling sold specialist speculation SPRAGUE statement stock list stockholders street loans Syndicate tion total number transactions WHITNEY WITTER York City York Stock Exchange
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6440 페이지 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
6440 페이지 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
6526 페이지 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
6652 페이지 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
6438 페이지 - For the purpose of any investigation or any other proceeding under this title, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant or material to the inquiry.
6440 페이지 - Board as to the facts if, supported by evidence, shall be conclusive. If either party shall apply to the court for leave to adduce additional evidence and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for...
7002 페이지 - Whenever in the judgment of the Commission any person has engaged or is about to engage in any acts or practices which constitute or will constitute a violation...
6543 페이지 - ... the items or details to be shown in the balance sheet and the earning statement, and the methods to be followed in the preparation of reports, in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income...
6476 페이지 - It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer...
6728 페이지 - ... in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income, in the differentiation of investment and operating income, and in the preparation, where the Commission deems it necessary or desirable, of...