Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1933 |
도서 본문에서
100개의 결과 중 1 - 5개
6172 페이지
... listed , 262,761 shares , of which there were outstanding on July 18 , 1933 , 260,715 shares , and that the total applied for , that is , for listing , is 287,761 shares ; and that this application was authorized by the executive ...
... listed , 262,761 shares , of which there were outstanding on July 18 , 1933 , 260,715 shares , and that the total applied for , that is , for listing , is 287,761 shares ; and that this application was authorized by the executive ...
6200 페이지
... listing application . Mr. PECORA . On December 7 , 1933 , there came before your com- mittee this supplemental statement ... listed on the exchange , and this materially affects their rights . Now , then , a company comes along in that ...
... listing application . Mr. PECORA . On December 7 , 1933 , there came before your com- mittee this supplemental statement ... listed on the exchange , and this materially affects their rights . Now , then , a company comes along in that ...
6203 페이지
... listed on the exchange , desires an additional listing and states to your committee in proper form and in good verbiage and accom- panied by an opinion of counsel that everything is valid , and states that the proposed additional issue ...
... listed on the exchange , desires an additional listing and states to your committee in proper form and in good verbiage and accom- panied by an opinion of counsel that everything is valid , and states that the proposed additional issue ...
6205 페이지
... listing which set forth that the purpose of the issue of the additional shares was to acquire the property of another ... listed on the New York Stock Exchange . Mr. PECORA . And that the New York Stock Exchange , in giving the privilege ...
... listing which set forth that the purpose of the issue of the additional shares was to acquire the property of another ... listed on the New York Stock Exchange . Mr. PECORA . And that the New York Stock Exchange , in giving the privilege ...
6254 페이지
... listed on the New York Stock Exchange , was it not ? Mr. PORTER . From the beginning ; yes , sir . Mr. PECORA . From the beginning . These puts and calls are in reality forms of options , are they not ? Mr. PORTER . That is what we ...
... listed on the New York Stock Exchange , was it not ? Mr. PORTER . From the beginning ; yes , sir . Mr. PECORA . From the beginning . These puts and calls are in reality forms of options , are they not ? Mr. PORTER . That is what we ...
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48 Wall Street ALTSCHUL American Commercial Alcohol amount application bill board of directors borrow brokerage firms brokers BROWN call loans call money market CHAIRMAN Chandler & Co Commercial Alcohol Corporation Committee Exhibit Committee on Banking common stock copy CORCORAN counsel dealer FEBRUARY 23 Federal Trade Commission FERDINAND PECORA governing committee GROESBECK HARRIS interest interstate commerce investors issue JOHNSTON joint account July letter LEVIS Loeb & Co national securities exchange number of shares officers option Participants percent person pool PORTER president provisions purchase question questionnaire record REDMOND registered RESOR Richard Whitney rules and regulations Senator BARKLEY Senator CAREY Senator GORE Senator KEAN short selling sold specialist speculation SPRAGUE statement stock list stockholders street loans Syndicate tion total number transactions WHITNEY WITTER York City York Stock Exchange
인기 인용구
6440 페이지 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
6440 페이지 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
6526 페이지 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
6652 페이지 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
6438 페이지 - For the purpose of any investigation or any other proceeding under this title, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant or material to the inquiry.
6440 페이지 - Board as to the facts if, supported by evidence, shall be conclusive. If either party shall apply to the court for leave to adduce additional evidence and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for...
7002 페이지 - Whenever in the judgment of the Commission any person has engaged or is about to engage in any acts or practices which constitute or will constitute a violation...
6543 페이지 - ... the items or details to be shown in the balance sheet and the earning statement, and the methods to be followed in the preparation of reports, in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income...
6476 페이지 - It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer...
6728 페이지 - ... in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income, in the differentiation of investment and operating income, and in the preparation, where the Commission deems it necessary or desirable, of...