Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1933 |
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6173 ÆäÀÌÁö
... purchase assets ? Mr. BROWN . That is correct . Mr. PECORA . I notice that the assets are not in any way designated ... purchased through the medium of this proposed additional issue of 25,000 shares ? Mr. BROWN . We had two transactions ...
... purchase assets ? Mr. BROWN . That is correct . Mr. PECORA . I notice that the assets are not in any way designated ... purchased through the medium of this proposed additional issue of 25,000 shares ? Mr. BROWN . We had two transactions ...
6188 ÆäÀÌÁö
... purchase of assets for which it is now negotiating and which may be acquired in the near future upon official notice ... purchased through the issuance of this additional stock actually were , didn't it ? Mr. ALTSCHUL . They approved the ...
... purchase of assets for which it is now negotiating and which may be acquired in the near future upon official notice ... purchased through the issuance of this additional stock actually were , didn't it ? Mr. ALTSCHUL . They approved the ...
6189 ÆäÀÌÁö
... purchase of what it regards as one of the important distillery properties in Kentucky . The issue of stock up to 25,000 shares has been authorized by the directors in connection with this proposition . The company believes it will be ...
... purchase of what it regards as one of the important distillery properties in Kentucky . The issue of stock up to 25,000 shares has been authorized by the directors in connection with this proposition . The company believes it will be ...
6192 ÆäÀÌÁö
... purchase of assets which it is now negotiating and which may be acquired in the near future . Mr. PECORA . Yes ; but in the comment by Mr. Tirrell which is part of exhibit no . 64 that you produced- Mr. ALTSCHUL . That is right . Mr ...
... purchase of assets which it is now negotiating and which may be acquired in the near future . Mr. PECORA . Yes ; but in the comment by Mr. Tirrell which is part of exhibit no . 64 that you produced- Mr. ALTSCHUL . That is right . Mr ...
6198 ÆäÀÌÁö
... purchase of a distillery , and they had put that in as the purpose of the issue , and it had gone out to the public and the shareholders as the purpose of the issue , that would have been the action of the governing committee , and the ...
... purchase of a distillery , and they had put that in as the purpose of the issue , and it had gone out to the public and the shareholders as the purpose of the issue , that would have been the action of the governing committee , and the ...
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48 Wall Street ALTSCHUL American Commercial Alcohol amount application bill board of directors borrow brokerage firms brokers BROWN call loans call money market CHAIRMAN Chandler & Co Commercial Alcohol Corporation Committee Exhibit Committee on Banking common stock copy CORCORAN counsel dealer FEBRUARY 23 Federal Trade Commission FERDINAND PECORA governing committee GROESBECK HARRIS interest interstate commerce investors issue JOHNSTON joint account July letter LEVIS Loeb & Co national securities exchange number of shares officers option Participants percent person pool PORTER president provisions purchase question questionnaire record REDMOND registered RESOR Richard Whitney rules and regulations Senator BARKLEY Senator CAREY Senator GORE Senator KEAN short selling sold specialist speculation SPRAGUE statement stock list stockholders street loans Syndicate tion total number transactions WHITNEY WITTER York City York Stock Exchange
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6440 ÆäÀÌÁö - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
6440 ÆäÀÌÁö - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
6526 ÆäÀÌÁö - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...
6652 ÆäÀÌÁö - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
6438 ÆäÀÌÁö - For the purpose of any investigation or any other proceeding under this title, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant or material to the inquiry.
6440 ÆäÀÌÁö - Board as to the facts if, supported by evidence, shall be conclusive. If either party shall apply to the court for leave to adduce additional evidence and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for...
7002 ÆäÀÌÁö - Whenever in the judgment of the Commission any person has engaged or is about to engage in any acts or practices which constitute or will constitute a violation...
6543 ÆäÀÌÁö - ... the items or details to be shown in the balance sheet and the earning statement, and the methods to be followed in the preparation of reports, in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income...
6476 ÆäÀÌÁö - It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer...
6728 ÆäÀÌÁö - ... in the appraisal or valuation of assets and liabilities, in the determination of depreciation and depletion, in the differentiation of recurring and nonrecurring income, in the differentiation of investment and operating income, and in the preparation, where the Commission deems it necessary or desirable, of...