laws relating to securities commission exchanges and holding companies1976 |
도서 본문에서
87개의 결과 중 1 - 3개
122 페이지
gilman g. udell. and the United States courts of any Territory or other place sub- ject to the jurisdiction of the United States shall have jurisdiction to issue writs of mandamus commanding any person to comply with the provisions of ...
gilman g. udell. and the United States courts of any Territory or other place sub- ject to the jurisdiction of the United States shall have jurisdiction to issue writs of mandamus commanding any person to comply with the provisions of ...
253 페이지
... United States or any agency or officer thereof . ( b ) It shall be unlawful for any person registered under any sec- tion of this title to represent or imply in any manner whatsoever that such person has been sponsored , recommended ...
... United States or any agency or officer thereof . ( b ) It shall be unlawful for any person registered under any sec- tion of this title to represent or imply in any manner whatsoever that such person has been sponsored , recommended ...
431 페이지
... United States , the United States District Court for the District of Columbia , or the United States courts of any terri- tory or other place subject to the jurisdiction of the United States , to enjoin such acts or practices , and upon ...
... United States , the United States District Court for the District of Columbia , or the United States courts of any terri- tory or other place subject to the jurisdiction of the United States , to enjoin such acts or practices , and upon ...
목차
AN | 1 |
Examinations to determine whether stop order should issue | 7 |
9 Write or written__ | 9 |
표시되지 않은 섹션 69개
자주 나오는 단어 및 구문
affiliate application approval authority bank holding company broker or dealer centum Commission may prescribe contract corporation court creditors debtor debtor in possession deems necessary directly or indirectly directors District of Columbia electric energy face-amount certificate company filed indenture trustee instrumentality of interstate interstate commerce investment company investors or consumers issuer jurisdiction liability license mails means or instrumentality national securities exchange necessary or appropriate notice and opportunity obligor officer opportunity for hearing order thereunder otherwise outstanding pany paragraph payment person petition prescribe as necessary proceeding protection of investors public interest public utility public-utility company purchase purposes pursuant reasonable registered holding company registration statement regulation thereunder regulations or order respect rule or regulation rules and regulations Securities Act Securities Exchange Act security issued SIPC specified Stat stockholders suant subsection subsidiary company thereof tion transaction underwriter unit investment trust United unlawful violation